BK
Bradley P. Konawalik
HORNOR, TOWNSEND & KENT
Concord, NC 28025
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CRD#: 4533441
BK
Professional summary
Bradley Patrick Konawalik, who also goes by Brad Konawalik, Bradley P Konawalik, Bradley Konawalik, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Concord, North Carolina.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Bradley has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Konawalik | Bradley P Konawalik | Bradley Konawalik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Patrick Konawalik's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bradley Patrick Konawalik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2023 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 57 Union Street S Suite 1247, Concord, NC 28025RIA
BD
CRD#: 4031
Concord, NC
Current
March 23, 2023 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 57 Union Street S Suite 1247, Concord, NC 28025RIA
BD
CRD#: 4031
Concord, NC
Past
March 25, 2017 - April 5, 2023
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Concord, NC
Past
March 25, 2017 - April 5, 2023
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Concord, NC
Past
February 17, 2011 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
CHARLOTTE, NC
Past
February 14, 2011 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
CHARLOTTE, NC
Past
June 26, 2009 - February 16, 2011
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
CHARLOTTE, NC
Past
June 17, 2009 - February 16, 2011
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
CHARLOTTE, NC
Past
July 7, 2003 - June 16, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CENTER VALLEY, PA
Past
September 4, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 4, 2002 - June 16, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CENTER VALLEY, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/27/2023)
IAR
Florida(4/30/2025)
RR
New Jersey(3/27/2023)
RR
New York(3/27/2023)
RR
North Carolina(3/23/2023)
IAR
North Carolina(3/23/2023)
RR
Pennsylvania(3/27/2023)
RR
South Carolina(3/27/2023)
RR
Texas(1/5/2026)
IAR
Texas(1/6/2026)
RR
Virginia(3/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Concord, NC 28025TRUST BUT VERIFY
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