Thomas F. Schofield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Freeman Schofield, who also goes by Tom Schofield, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2000. Thomas had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2006 - December 21, 2012
BOSTON ADVISORS, LLC
March 2, 2005 - June 9, 2006
BOSTON ADVISORS, INC.
July 18, 2000 - June 3, 2002
BABSON UNITED INVESTMENT ADVISORS INC
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
BOSTON ADVISORS, LLC
CRD#: 140059 / SEC#: 801-66535
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
