Jiyon W. Tuman

WEALTHSPRING FINANCIAL ADVISORS

Bethesda, MD

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CRD#: 4533124

Professional summary

Jiyon W Tuman, CFP®, who also goes by June Jay Tuman, is a registered financial advisor currently at WEALTHSPRING FINANCIAL ADVISORS, LLC located in Bethesda, Maryland.

Jiyon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jiyon has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

June Jay Tuman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jiyon W Tuman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 29604

SPRINGFIELD, VA

Past

November 1, 2005 - August 17, 2006

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

SPRINGFIELD, VA

Past

September 5, 2005 - August 17, 2006

MUTUAL SERVICE CORPORATION

CRD#: 4806

SPRINGFIELD, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(2/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/10/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/1/2005

General Securities Representative Examination

Current Firm

WEALTHSPRING FINANCIAL ADVISORS, LLC

CRD#: 155504 / SEC#:

District of Columbia

Registered Investment Advisory firm - (1/4/2012 Terminated)

Maryland

Registered Investment Advisory firm - (1/3/2011 Approved)

Virginia

Registered Investment Advisory firm - (1/4/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Bethesda, MD

Mailing Address

Phone number

(301) 760-7794

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	107
AUM (Assets Under Management)	$ 20,786,442

Red Flags

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Jiyon W. Tuman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jiyon W Tuman's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHSPRING FINANCIAL ADVISORS, LLC

WEALTHSPRING FINANCIAL ADVISORS, LLC

SAGEVEST WEALTH MANAGEMENT

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2005

Series 63

Date: 10/10/2005

Series 7

Date: 9/1/2005

Current Firm

WEALTHSPRING FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTHSPRING FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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