Daniel K. Hartenstein

ECS WEALTH STRATEGIES

Honolulu, HI 96814

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CRD#: 4532917

Professional summary

Daniel Kai Hartenstein, who also goes by Dan Kai Hartenstein, Dan Hartenstein, is a registered financial advisor currently at ECS WEALTH STRATEGIES located in Honolulu, Hawaii.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Daniel has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Kai Hartenstein | Dan Hartenstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Background actor since 2012; Author/Speaker/Entertainer/Media Contributor; hours vary but could be up to 8 hrs. per month and may be during securities trading hours. 2.) Dan Hartenstein/Notary services; Started July 2014; ~4 hrs. per month (hours vary), which may be during securities trading hours; Started July 2014 3.) Insurance Producer with Hart Financial Services/Other; ~60 hrs. per month, part during securities trading hours. 4.) Physicians Financial Services; Independant Contractor; Investment Related; 1810 S. 108th St. West Omaha Omaha NE 68144; Helping Successful Physicians and Dentists achieve financial independence and personal significance; Client service, fixed instrument management, and related logistical services.; Start date with business: 2025-04-01; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 5; Contact person at the organization: Jeffrey Taxman; Website address for the organization: www.physicians-financialservices.com.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Kai Hartenstein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2022 - Present

ECS WEALTH STRATEGIES

Office #1: 615 Piikoi Street Suite 1503, Honolulu, HI 96814

RIA

CRD#: 316061

Honolulu, HI

Past

September 30, 2010 - March 12, 2015

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

HONOLULU, HI

Past

January 4, 2005 - October 7, 2010

GREENBOOK INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 131563

HONOLULU, HI

Past

January 16, 2003 - December 31, 2004

XELAN FINANCIAL PLANNING, INC.

RIA

CRD#: 123794

HONOLULU, HI

Past

January 10, 2003 - January 16, 2003

XELAN INVESTMENT SERVICES, INC.

RIA

CRD#: 111870

HONOLULU, HI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(2/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/2021

Uniform Investment Adviser Law Examination

Current Firm

ECS WEALTH STRATEGIES

ECS WEALTH STRATEGIES | HART FINANCIAL SERVICES, INC

CRD#: 316061 / SEC#:

Hawaii

Registered Investment Advisory firm - (1/18/2022 Approved)

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Contact information

Main Address

615 Piikoi Street Suite 1503, Honolulu, HI 96814

Mailing Address

Phone number

(808) 258-0506

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel K. Hartenstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Kai Hartenstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

ECS WEALTH STRATEGIES

FIRST ALLIED ADVISORY SERVICES, INC.

GREENBOOK INVESTMENT MANAGEMENT, INC.

XELAN FINANCIAL PLANNING, INC.

XELAN INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/2021

Current Firm

ECS WEALTH STRATEGIES

Contact information

Documents

Red Flags

Company Information

ECS WEALTH STRATEGIES

TRUST BUT VERIFY

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