Oswaldo Daniel Abreu
Professional Summary
Oswaldo Daniel Abreu, who also goes by Ozzie Abreu, Oswaldo Abreu, is a registered financial advisor currently at ITAU INTERNATIONAL SECURITIES INC. located in Miami, Florida. Oswaldo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Oswaldo has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ozzie Abreu, Oswaldo Abreu
Similar Advisors
SUMMIT FINANCIAL, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SUMMIT FINANCIAL, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SUMMIT FINANCIAL, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SUMMIT FINANCIAL, LLC
Years of Experience
24 years in the financial services industry
Current & Past Employments
Similar Advisors
SUMMIT FINANCIAL, LLC
Current Firm
ITAU EUROPA SECURITIES INC. | ITAU SECURITIES | ITAU INTERNATIONAL SECURITIES INC.
Contact Information
Main Address
200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131Mailing Address
200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131Phone Number
(305) 416-7813Established
Delaware since 03/08/2007Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
33FINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ITAU BBA INTERNATIONAL PLC | DIRECT OWNER | — |
| AAGESEN, MARCELO | DIRECTOR - EXECUTIVE REPRESENTATIVE - HEAD OF MARKETS | 6905674 |
| BEYRUTI, FERNANDO MATTAR | DIRECTOR AND CHAIRMAN | 6629310 |
| BRITO DE LIMA, MARCIO | HEAD INVESTOR | 6954691 |
| COHEN, ALAN MARCEL | HEAD TRADER | 6921752 |
| DE AVILLA RODRIGUES, ROMARIO | HEAD OF OPERATIONS, PRINCIPAL OPERATIONS OFFICER | 8031971 |
| DE OLIVEIRA MARQUES, FERNANDO LUIZ | HEAD OF COMMERCIAL | 7861011 |
| GAITAN, SARA CATALINA | CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 4733588 |
| GAMBA, THIAGO DA SILVA | CHIEF COMPLIANCE OFFICER - ITAU PRIVATE BANK MIAMI | 6622732 |
| GLYNN, MICHAEL GERARD | CHIEF FINANCIAL OFFICER, FINOP/PRINCIPAL FINANCIAL OFFICER | 3219445 |
| MOREIRA, PERCY AUGUSTO | DIRECTOR | 4882443 |
Regulatory Assets Under Management
Total Number of Accounts
34AUM (Assets Under Management)
$48,024,496Similar Advisors
SUMMIT FINANCIAL, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SUMMIT FINANCIAL, LLC
State Registrations and Notice Filings
(8/12/2021)
(8/12/2021)
(8/15/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
SUMMIT FINANCIAL, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Oswaldo Daniel Abreu's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Oswaldo Daniel Abreu's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT FINANCIAL, LLC
