Barrett M. Keller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barrett Michael Keller was a registered financial professional .
Barrett is a previously registered financial professional and started their career in finance in 2004. Barrett had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2017 - April 30, 2026
CION SECURITIES, LLC
February 8, 2016 - December 20, 2016
FORESIDE FUND SERVICES, LLC
March 12, 2014 - January 20, 2016
CION SECURITIES, LLC
November 29, 2012 - March 11, 2014
STRATEGIC ADVISERS LLC
May 25, 2012 - March 7, 2014
FIDELITY BROKERAGE SERVICES LLC
May 18, 2004 - June 5, 2012
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
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Exams
Current Firm
CION SECURITIES, LLC
CRD#: 15487 / SEC#: , 8-32283
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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