Edward J. Sheehan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward James Sheehan was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2002. Edward had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2012 - October 29, 2013
SENTINEL FINANCIAL SERVICES COMPANY
January 11, 2011 - April 27, 2011
ALTRUSHARE SECURITIES LLC
February 14, 2008 - September 29, 2009
STERNE, AGEE & LEACH, INC.
January 7, 2004 - January 15, 2008
OPPENHEIMER & CO. INC.
August 14, 2002 - January 2, 2004
MOORS & CABOT, INC.
May 15, 2002 - July 29, 2002
GIRARD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/28/2007
Limited Representative-Equity Trader ExamCurrent Firm
SENTINEL FINANCIAL SERVICES COMPANY
CRD#: 31175 / SEC#: , 8-45393
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENTINEL ASSET MANAGEMENT INC. | GENERAL PARTNER | |
| SENTINEL ADMINISTRATIVE SERVICES, INC | GENERAL PARTNER | |
| TEESE, GREGORY DWIGHT | VICE PRESIDENT, COMPLIANCE & CHIEF COMPLIANCE OFFICER | 2135269 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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