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PH

Pamela S. Hedblad

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CRD#: 4531801
PH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pamela Sue Hedblad, who also goes by Pamela Sue Aquilina, Pamela S. Hedblad, was a registered financial professional .

Pamela is a previously registered financial professional and started their career in finance in 2002. Pamela had worked at 6 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Pamela Sue Aquilina | Pamela S. Hedblad

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ESTATE PLANNING/TAX PREP/ACCOUNTING DBA IS "ABBOTT, STRINGHAM & LYNCH" 98% TIME SPENT, OFFERS TAX PLANNING, ACCOUNTING AND AUDITING SERVICES. INVESTMENT CLUB DBA IS "MILVEST INVESTMENT CLUB" (1% TIME SPENT), THERE ARE EIGHT MEMBERS IN THIS CLUB. MORTGAGE RELATED SERVICES DBA IS "WYMAC CAPITOL, INC." (1% TIME SPENT), REP IS AN AGENT OF

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 30, 2007 - December 31, 2009

LWI FINANCIAL INC.

RIA
CRD#: 111861
SAN JOSE, CA
Past

January 8, 2007 - November 16, 2022

WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC

RIA
CRD#: 139237
SAN JOSE, CA
Past

August 29, 2006 - December 31, 2009

LORING WARD SECURITIES INC.

BD
CRD#: 46337
SAN JOSE, CA
Past

October 31, 2005 - December 5, 2005

OSAIC SERVICES, INC.

BD
CRD#: 133763
SCOTTSDALE, AZ
Past

February 1, 2005 - October 31, 2005

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

January 26, 2005 - August 15, 2006

ASL FINANCIAL, LLC

RIA
CRD#: 115479
CAMPBELL, CA
Past

January 6, 2003 - January 10, 2005

LWI FINANCIAL INC.

RIA
CRD#: 111861
SAN JOSE, CA
Past

August 8, 2002 - December 17, 2004

LORING WARD SECURITIES INC.

BD
CRD#: 46337
SAN JOSE, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/6/2002
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


LF
LWI FINANCIAL INC.
ASSANTE ASSET MANAGEMENT INC | LWI FINANCIAL INC. | LORING WARD

CRD#: 111861 / SEC#: 801-55934

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Contact information


Main Address
10 Almaden Blvd. 15th Floor, San Jose, CA 95113
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

2018 LWIF ADV 2A (4/2/2018)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LWI FINANCIAL INC.

CRD#: 111861

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