John A. Vann

VANN EQUITY MANAGEMENT LLC

PLANO, TX 75093

Some features on this profile are disabled

CRD#: 453172

Professional summary

John Allen Vann is a registered financial advisor currently at VANN EQUITY MANAGEMENT LLC located in Plano, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. John has worked at 12 firms and has passed the Series 65, Series 63, Series 1, Series 40, Series 4 and Series 12 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. JOHN VANN IS A 50% OWNER OF BOSTON PRIVATE INVESTMENTS LLC, A FOREIGN COMPANY THAT OWNS PERSONAL PROPERTY IN BULGARIA. 2. JOHN VANN IS THE SOLE OWNER OF JOHN ALLEN VANN, LLC, AN ENTITY THAT OWNS AN APARTMENT BUILDING, HOTEL, AND BUILDING LOTS IN BULGARIA. 3. JOHN VANN IS THE SOLE OWNER OF JAV BG ESTABLISHED IN MARCH 2025, AN ENTITY THAT OWNS A PERSONAL HOME IN BANSKO BULGARIA AND RECEIVES RENTAL INCOME. JAV BG IS A SUBSIDIARY OF JOHN ALLEN VANN LLC, A MONTANA COMPANY. 4. JOHN VANN IS THE SOLE OWNER OF REP OOD ESTABLISHED IN MARCH 2025, AN ENTITY THAT OWNS A PERSONAL HOME IN BANSKO BULGARIA AND RECEIVES RENTAL INCOME. REP OOD IS A SUBSIDIARY OF JOHN ALLEN VANN LLC, A MONTANA COMPANY. 5. JOHN VANN IS THE SOLE OWNER OF GMV BG OOD ESTABLISHED IN MARCH 2025, AN ENTITY THAT OWNS A PERSONAL HOME IN BANSKO BULGARIA AND RECEIVES RENTAL INCOME. GMV BG OOD IS A SUBSIDIARY OF JOHN ALLEN VANN LLC, A MONTANA COMPANY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Allen Vann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2019 - Present

VANN EQUITY MANAGEMENT LLC

Office #1: 4975 Preston Park Blvd Suite 490, Plano, TX 75093

RIA

CRD#: 174239

PLANO, TX

Past

September 27, 2018 - December 11, 2019

PER STIRLING CAPITAL MANAGEMENT, LLC

RIA

CRD#: 151671

Plano, TX

Past

November 2, 2015 - September 12, 2018

LEVEL FOUR ADVISORY SERVICES

RIA

CRD#: 134086

Plano, TX

Past

October 9, 2015 - December 14, 2015

LIVE OAK WEALTH ADVISORY GROUP, LLC

RIA

CRD#: 154962

Carrollton, TX

Past

October 17, 2013 - November 26, 2014

BANYAN PARTNERS, LLC

RIA

CRD#: 141398

PALM BEACH GARDENS, FL

Past

August 16, 1996 - December 24, 2013

RUSHMORE INVESTMENT ADVISORS INC

RIA

CRD#: 110292

PLANO, TX

Past

August 13, 1996 - December 31, 2003

WFG INVESTMENTS, INC.

CRD#: 22704

DALLAS, TX

Past

August 14, 1985 - August 14, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 14, 1983 - August 16, 1985

BOETTCHER & COMPANY, INC.

CRD#: 101

Past

May 1, 1981 - October 11, 1983

PHILLIPS CAPITAL

CRD#: 3603

Past

May 8, 1980 - May 16, 1981

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

March 15, 1973 - April 28, 1980

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANN EQUITY MANAGEMENT LLC

AUSTIN WEALTH SPECIALSTS | VANN EQUITY MANAGEMENT LLC | PRECISION CAPITAL MANAGEMENT | PCM ADVISORY LLC

CRD#: 174239 / SEC#: 801-80766

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/18/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 3/8/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 40

Date: 5/8/1978

Registered Principal Examination

Principal/Supervisory Exam

Series 4

Date: 9/13/1977

Registered Options Principal Examination

Principal/Supervisory Exam

Series 12

Date: 9/25/1975

NYSE Branch Manager Examination

Current Firm

VANN EQUITY MANAGEMENT LLC

AUSTIN WEALTH SPECIALSTS | VANN EQUITY MANAGEMENT LLC | PRECISION CAPITAL MANAGEMENT | PCM ADVISORY LLC

CRD#: 174239 / SEC#: 801-80766

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4975 Preston Park Blvd #490, Plano, TX 75093

Mailing Address

Phone number

(214) 983-0346

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VANN EQUITY- ADV 2A PLATFORM BROCHURE-AUG 2025 (9/2/2025)

VANN EQUITY MANAGEMENT LLC ADV PART 2A-AUG 2025 (9/2/2025)

Regulatory assets under management

Total Number of Accounts	174
AUM (Assets Under Management)	$ 203,644,459

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John A. Vann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Allen Vann's CRS (Customer Relationship Summary).

Certified licenses

Experience

PER STIRLING CAPITAL MANAGEMENT, LLC

LEVEL FOUR ADVISORY SERVICES

LIVE OAK WEALTH ADVISORY GROUP, LLC

BANYAN PARTNERS, LLC

RUSHMORE INVESTMENT ADVISORS INC

WFG INVESTMENTS, INC.

MORGAN STANLEY DW INC.

BOETTCHER & COMPANY, INC.

PHILLIPS CAPITAL

UBS FINANCIAL SERVICES INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

VANN EQUITY MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/1993

Series 63

Date: 4/18/1984

Series 1

Date: 3/8/1973

Series 40

Date: 5/8/1978

Series 4

Date: 9/13/1977

Series 12

Date: 9/25/1975

Current Firm

VANN EQUITY MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VANN EQUITY MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors