David R. Baker

HARVEST INVESTMENT CONSULTANTS LLC

HUNT VALLEY, MD 21030

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CRD#: 4531655

Professional summary

David Russell Baker is a registered financial advisor currently at HARVEST INVESTMENT CONSULTANTS LLC located in Hunt Valley, Maryland.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Russell Baker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2016 - Present

HARVEST INVESTMENT CONSULTANTS LLC

Office #1: 4 North Park Drive Ste 510, Hunt Valley, MD 21030

RIA

CRD#: 110258

HUNT VALLEY, MD

Past

September 12, 2002 - April 8, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ELLICOTT CITY, MD

Past

September 12, 2002 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 12, 2002 - April 8, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ELLICOTT CITY, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARVEST INVESTMENT CONSULTANTS LLC

HARVEST INVESTMENT CONSULTANTS INC | HARVEST INVESTMENT CONSULTANTS LLC

CRD#: 110258 / SEC#: 801-31445

RIA

Registered Investment Advisory firm - (2/19/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(4/11/2016)

IAR

Florida
(4/21/2016)

IAR

Maryland
(4/7/2016)

IAR

Pennsylvania
(4/7/2016)

IAR

Virginia
(4/7/2016)

IAR

West Virginia
(4/14/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/12/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/8/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/2002

General Securities Representative Examination

Current Firm

HARVEST INVESTMENT CONSULTANTS LLC

HARVEST INVESTMENT CONSULTANTS INC | HARVEST INVESTMENT CONSULTANTS LLC

CRD#: 110258 / SEC#: 801-31445

RIA

Registered Investment Advisory firm - (2/19/1988 Approved)

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Contact information

Main Address

4 North Park Drive Ste 510, Hunt Valley, MD 21030

Mailing Address

Phone number

(410) 561-9040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARVEST INVESTMENT CONSULTANTS, LLC ADV PART 2A (9/16/2025)

Regulatory assets under management

Total Number of Accounts	1,046
AUM (Assets Under Management)	$ 491,645,013

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David R. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Russell Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARVEST INVESTMENT CONSULTANTS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

HARVEST INVESTMENT CONSULTANTS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/12/2002

SIE

Date: 4/8/2016

Series 7

Date: 9/11/2002

Current Firm

HARVEST INVESTMENT CONSULTANTS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARVEST INVESTMENT CONSULTANTS LLC

TRUST BUT VERIFY

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