Michael C. Mcalister

STONE ISLAND FINANCIAL PLANNING

Scottsdale, AZ 85260

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CRD#: 4531504

Professional summary

Michael Christopher Mcalister, who also goes by Michael Mcalister, is a registered financial advisor currently at STONE ISLAND FINANCIAL PLANNING located in Scottsdale, Arizona.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 3 firms and has passed the Series 63, Series 65, Series 3, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Mcalister

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Member of Raintree Capital Management, LLC / 9835 E. Bell Road, Suite 110, Scottsdale, AZ, 85260 / start date: 01/2020 / investment-related / 80% of time spent on this activity. Raintree Capital Management, LLC is a commodity pool operator registered with the CFTC and an exempt reporting adviser. Director and Board Member of Click Capital Markets / 9835 E. Bell Road, Suite 110, Scottsdale, AZ, 85260 / start date: 2019 / investment-related / 5 hrs. per week - 20 hrs. per month / duties include capital raising and other company strategic initiatives. Click Capital Markets is a fintech business that connects 3rd party product issuers with broker-dealers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Christopher Mcalister's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2009 - Present

STONE ISLAND FINANCIAL PLANNING

Office #1: 9835 E. Bell Road, Suite 110, Scottsdale, AZ 85260

RIA

CRD#: 146765

Scottsdale, AZ

Past

April 2, 2007 - March 11, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

LISLE, IL

Past

April 2, 2007 - March 11, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

LISLE, IL

Past

January 14, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

LISLE, IL

Past

July 2, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

LISLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONE ISLAND FINANCIAL PLANNING

CRD#: 146765 / SEC#: 801-69943

RIA

Registered Investment Advisory firm - (2/27/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/29/2019)

IAR

Illinois
(3/2/2009)

IAR

Texas
(4/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/3/2002

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/2/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 2/25/2020

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 11/8/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/1/2002

General Securities Representative Examination

Current Firm

STONE ISLAND FINANCIAL PLANNING

CRD#: 146765 / SEC#: 801-69943

RIA

Registered Investment Advisory firm - (2/27/2009 Approved)

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Contact information

Main Address

900 E. Diehl Road Suite 181, Naperville, IL 60563

Mailing Address

Phone number

(630) 784-2200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIFP ADV PART 2A ANNUAL AMENDMENT V.03.27.25 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	258
AUM (Assets Under Management)	$ 137,075,138

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael C. Mcalister

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Christopher Mcalister's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

STONE ISLAND FINANCIAL PLANNING

State Registrations and Notice Filings

Exams

Series 63

Date: 8/3/2002

Series 65

Date: 8/2/2002

Series 3

Date: 2/25/2020

Series 31

Date: 11/8/2002

Series 7

Date: 7/1/2002

Current Firm

STONE ISLAND FINANCIAL PLANNING

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONE ISLAND FINANCIAL PLANNING

TRUST BUT VERIFY

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