Frank J. Vanloon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank James Vanloon, who also goes by Frank J Vanloon, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1970. Frank had worked at 9 firms and has passed the Series 63, Series 7, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2011 - May 25, 2012
NFI ADVISORS, INC
September 16, 2003 - April 9, 2008
OMNIVEST, INC.
March 21, 2003 - July 22, 2003
SECURITIES SERVICE NETWORK, LLC
July 7, 2000 - March 28, 2003
LPL FINANCIAL LLC
May 7, 1999 - July 6, 1999
MEADOWBROOK SECURITIES INC.
July 14, 1992 - July 5, 2000
JOHN HANCOCK DISTRIBUTORS LLC
December 21, 1989 - December 31, 1996
HIMCO DISTRIBUTION SERVICES COMPANY
April 25, 1989 - December 16, 1989
JOHN HANCOCK DISTRIBUTORS LLC
April 27, 1987 - May 15, 1989
AETNA LIFE INSURANCE AND ANNUITY COMPANY
February 3, 1976 - March 4, 1983
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
November 23, 1970 - August 29, 1974
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/12/1970
Registered Representative ExaminationCurrent Firm
NFI ADVISORS, INC
CRD#: 130717 / SEC#: 801-63082
Contact information
Regulatory assets under management
| Total Number of Accounts | 110 |
| AUM (Assets Under Management) | $ 44,394,232 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
