DK
Daniel N. Keller
LUMA CAPITAL
Naples, FL 34103
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CRD#: 4531116
DK
Professional summary
Daniel Nicholas Keller is a registered financial advisor currently at LUMA CAPITAL located in Naples, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Daniel has worked at 1 firm and has passed the Series 65, Series 63 and Series 82 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Keller acts as an accountant and advisory capacity for Aqualane Advisory, an international accounting and tax consulting firm. Aqualane is not an investment related business. The address is 1167 Third Street South, Naples, FL 34102. I am the director of it and spend maybe 24 hours per month on it during trading hours. My role is as a consultant to individuals and families on tax structuring and compliance
Mr. Keller acts as the manager of LUMA Alternative Investments, the managing member of several private equity investment vehicles. The address is 1167 Third Street South, Naples FL. I am the managing member of it and spend maybe 8 hours per month on it during trading hours.
For non-investment related activities, I act as the director for various family entities and holding companies. Most of this time is spent outside of normal trading hours. My role is to oversee the administration and management of the various companies. The addresses for most of these companies are 1167 Third Street South, Naples, FL 34102. The companies are Roundlaw LLC, Armatt Engineers, Mango Atlantic, Apricot Atlantic, Olive Atlantic, Grape Atlantic, Village Investments LLC, Cereal Investments Company, and FD Music.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Nicholas Keller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2005 - Present
LUMA CAPITAL
Office #1: 4850 Tamiami Trail North Suite 301, Naples, FL 34103RIA
CRD#: 119576
Naples, FL
Past
April 21, 2005 - December 31, 2014
LUMA CAPITAL
RIA
CRD#: 119576
NAPLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LUMA CAPITAL
LUMA CAPITAL | LUMA CAPITAL LLC
CRD#: 119576 / SEC#: 801-61140
RIA
Registered Investment Advisory firm - (5/21/2002 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/21/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
LC
LUMA CAPITAL
LUMA CAPITAL | LUMA CAPITAL LLC
CRD#: 119576 / SEC#: 801-61140
RIA
Registered Investment Advisory firm - (5/21/2002 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4850 Tamiami Trail North Suite 301, Naples, FL 34103
Mailing Address
Phone number
(239) 659-2888
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 59 |
| AUM (Assets Under Management) | $ 132,138,896 |
Red Flags
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