Daniel Nicholas Keller
Professional Summary
Daniel Nicholas Keller is a registered financial advisor currently at LUMA CAPITAL located in Naples, Florida. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Daniel has worked at 1 firm and has passed the Series 65, Series 63 and Series 82 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
LUMA CAPITAL | LUMA CAPITAL LLC
Contact Information
Main Address
4850 Tamiami Trail North Suite 301, Naples, FL 34103Phone Number
(239) 659-2888# of Employees
2SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
72AUM (Assets Under Management)
$135,786,645Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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AUSDAL FINANCIAL PARTNERS, INC.
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Primary Firm SEC Registration
LUMA CAPITAL | LUMA CAPITAL LLC
State Registrations and Notice Filings
(4/21/2005)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82 — Limited Representative-Private Securities Offerings
Passed Dec 2011About the Series 82 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Nicholas Keller's CRS (Customer Relationship Summary).
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AUSDAL FINANCIAL PARTNERS, INC.
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