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Daniel Nicholas Keller

LUMA CAPITAL
NAPLES, FL
·CRD# 4531116·24 years experience

Professional Summary

Daniel Nicholas Keller is a registered financial advisor currently at LUMA CAPITAL located in Naples, Florida. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Daniel has worked at 1 firm and has passed the Series 65, Series 63 and Series 82 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

LUMA CAPITAL·CRD# 119576
RIA
4850 Tamiami Trail North Suite 301, Naples, FL 34103
April 21, 2005 - Present
LUMA CAPITAL·CRD# 119576
RIA
Naples, FL
April 21, 2005 - December 31, 2014

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Current Firm

LC
LUMA CAPITAL

LUMA CAPITAL | LUMA CAPITAL LLC

CRD#: 119576 / SEC#: 801-61140
RIA
Registered Investment Advisory firm - SEC (5/21/2002 Approved)

Contact Information

Main Address

4850 Tamiami Trail North Suite 301, Naples, FL 34103

Phone Number

(239) 659-2888

# of Employees

2

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LUMA CAPITAL ADV PART II 2026 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

72

AUM (Assets Under Management)

$135,786,645

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Keller acts as an accountant and advisory capacity for Aqualane Advisory, an international accounting and tax consulting firm. Aqualane is not an investment related business. The address is 1167 Third Street South, Naples, FL 34102. I am the director of it and spend maybe 24 hours per month on it during trading hours. My role is as a consultant to individuals and families on tax structuring and compliance Mr. Keller acts as the manager of LUMA Alternative Investments, the managing member of several private equity investment vehicles. The address is 1167 Third Street South, Naples FL. I am the managing member of it and spend maybe 8 hours per month on it during trading hours. For non-investment related activities, I act as the director for various family entities and holding companies. Most of this time is spent outside of normal trading hours. My role is to oversee the administration and management of the various companies. The addresses for most of these companies are 1167 Third Street South, Naples, FL 34102. The companies are Roundlaw LLC, Armatt Engineers, Mango Atlantic, Apricot Atlantic, Olive Atlantic, Grape Atlantic, Village Investments LLC, Cereal Investments Company, and FD Music.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LUMA CAPITAL

LUMA CAPITAL | LUMA CAPITAL LLC

CRD#: 119576 / SEC#: 801-61140
RIA
Registered Investment Advisory firm - SEC (5/21/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(4/21/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2002About the Series 63 exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Dec 2011About the Series 82 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Daniel Nicholas Keller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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