Lawrence A. Martin

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CRD#: 4531018

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lawrence Arthur Martin III, who also goes by Larry A Martin, was a registered financial professional .

Lawrence is a previously registered financial professional and started their career in finance in 2002. Lawrence had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Larry A Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) VICE PRESIDENT FOR "PRESTIGE HOME CARE OF KANSAS, INC", HOME HEALTH CARE SINCE 10/2007, NON INVESTMENT RELATED, APPROX 40 HOURS PER MONTH, BUSINESS CONDUCTED FROM 515 DELAWARE ST, LEVENWORTH, KS 66048 (2) REGISTERED INVESTMENT ADVISOR - "MAIN STREET ADVISORS, LLC" RIA & MANAGE PORTFOLIO FOR CLIENTS, PROVIDING INVESTMENT AND FINANCIAL PLANNING ADVICE SINCE 04/2010, INVESTMENT RELATED, APPROX 120 HOURS SPENT MONTHLY,BUSINESS CONDUCTED FROM OFFICE ADDRES OF RECORD (3) OWNER - "THE CONSULTANTS FINANCIAL SERVICES, LLC" SELLING FIXED INDEX ANNUITIES, LONG TERM CARE, AND LIFE INSURANCE SINCE, 12/2001, INVESTMETN RELATED, APPROX 50% TIME SPENT, BUSINESS CONDUCTED FROM OFFICE ADDRESS OF RECORD

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 1, 2013 - March 7, 2024

MADER & SHANNON WEALTH MANAGEMENT

RIA

CRD#: 123741

VALLEY FALLS, KS

Past

August 6, 2010 - April 30, 2012

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

LEAVENWORTH, KS

Past

August 6, 2010 - April 30, 2012

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

LEAVENWORTH, KS

Past

March 3, 2010 - July 31, 2013

MAIN STREET ADVISORS, LLC

RIA

CRD#: 116303

LEAVENWORTH, KS

Past

November 2, 2009 - July 30, 2010

NATIONAL PLANNING CORPORATION

CRD#: 29604

LEAVENWORTH, KS

Past

January 27, 2004 - November 3, 2009

MAIN STREET SECURITIES, LLC

CRD#: 47127

LEAVENWORTH, KS

Past

May 22, 2002 - January 27, 2004

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADER & SHANNON WEALTH MANAGEMENT

MADER & SHANNON WEALTH MANAGEMENT | MADER FINANCIAL GRP. INC. | MADER FINANCIAL ADVISORS, INC. | MADER & SHANNON WEALTH MANAGEMENT, INC.

CRD#: 123741 / SEC#: 801-67482

RIA

Registered Investment Advisory firm - (1/12/2007 Approved)

Kansas

Registered Investment Advisory firm - (2/15/2007 Terminated)

Missouri

Registered Investment Advisory firm - (2/15/2007 Terminated)

Nevada

Registered Investment Advisory firm - (2/15/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/1/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/21/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MADER & SHANNON WEALTH MANAGEMENT

MADER & SHANNON WEALTH MANAGEMENT | MADER FINANCIAL GRP. INC. | MADER FINANCIAL ADVISORS, INC. | MADER & SHANNON WEALTH MANAGEMENT, INC.

CRD#: 123741 / SEC#: 801-67482

RIA

Registered Investment Advisory firm - (1/12/2007 Approved)

Kansas

Registered Investment Advisory firm - (2/15/2007 Terminated)

Missouri

Registered Investment Advisory firm - (2/15/2007 Terminated)

Nevada

Registered Investment Advisory firm - (2/15/2007 Terminated)

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Contact information

Main Address

4717 Grand Ave. Ste 800, Kansas City, MO 64112

Mailing Address

Phone number

(816) 751-0585

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MADER & SHANNON WEALTH MANAGEMENT, INC. ADV PART 2 (2/24/2025)

Regulatory assets under management

Total Number of Accounts	863
AUM (Assets Under Management)	$ 221,292,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lawrence A. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

MAIN STREET ADVISORS, LLC

NATIONAL PLANNING CORPORATION

MAIN STREET SECURITIES, LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

MADER & SHANNON WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/2008

Series 63

Date: 4/1/2003

Series 6

Date: 5/21/2002

Current Firm

MADER & SHANNON WEALTH MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADER & SHANNON WEALTH MANAGEMENT

TRUST BUT VERIFY

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