Peter A. Santoro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Alphonso Santoro JR, who also goes by Pete Santoro, Peter Alphonso Santoro Jr., Peter Santoro, Peter Alphonso Santoro Jr Jr., was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2003. Peter had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2010 - May 15, 2017
MORGAN STANLEY & CO. LLC
May 15, 2009 - December 8, 2009
CITADEL SECURITIES LLC
December 13, 2004 - July 17, 2008
CITIGROUP DERIVATIVES MARKETS INC.
December 10, 2004 - December 13, 2004
CITIGROUP DERIVATIVES MARKETS INC.
December 9, 2004 - July 14, 2008
CITIGROUP GLOBAL MARKETS INC.
January 20, 2004 - December 9, 2004
KNIGHT EXECUTION PARTNERS LLC
January 6, 2004 - December 10, 2004
KNIGHT FINANCIAL PRODUCTS LLC
August 6, 2003 - December 10, 2004
KNIGHT CAPITAL AMERICAS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/26/2004
Limited Representative-Equity Trader ExamCurrent Firm
MORGAN STANLEY & CO. LLC
CRD#: 8209 / SEC#: , 8-15869
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
| Regulatory Event | 487 |
| Civil Event | 5 |
| Arbitration | 56 |
Red Flags
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