Denise F. Angeletti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Frashier Angeletti, who also goes by Denise Duboise, Denise Lynne Frashier, was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 2002. Denise had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2010 - August 15, 2012
USAA FINANCIAL ADVISORS, INC.
January 12, 2009 - September 4, 2009
USAA INVESTMENT SERVICES COMPANY
February 9, 2005 - December 8, 2006
FIRST MANHATTAN SECURITIES LLC
October 22, 2004 - February 3, 2005
CHASE INVESTMENT SERVICES CORP.
July 2, 2002 - February 3, 2005
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
