William T. Murray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Terrence Murray III, who also goes by Tripp Murray, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2002. William had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2015 - September 30, 2015
STILLPOINT CAPITAL, LLC
March 6, 2014 - March 12, 2014
I-BANKERS DIRECT, LLC
May 21, 2013 - March 12, 2014
I-BANKERS SECURITIES, INC.
June 14, 2010 - January 14, 2013
CREDIT AGRICOLE SECURITIES (USA) INC.
April 23, 2010 - July 6, 2010
BEDMINSTER FINANCIAL GROUP, LIMITED
August 10, 2004 - April 1, 2009
LADENBURG THALMANN & CO. INC.
May 31, 2002 - January 16, 2004
TM CAPITAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
