CF
Chad W. Franks
EAGLE STRATEGIES LLC
RIDGELAND, MS 39157
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CRD#: 4530378
CF
Professional summary
Chad W Franks, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Ridgeland, Mississippi and NYLIFE SECURITIES LLC located in Ridgeland, Mississippi.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Chad has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Rental Property; My wife, father, and step-mother own a condominium in Oxford, MS and will be renting this condo for certain sporting events, university events (graduation, fraternity/sorority rush, etc.) and some communal events sponsored by the local community.; 10 PR 3057 Unit #1006, Oxford, MS 38655; Start Date 01/2019; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; None that are primary in the day to day activities associated with the property. I might have some administrative functions of collecting rental payments, or paying the utility bills, association dues, etc. if my wife or family can not take care of these items. My role will be extremely passive] [Magnolia Club Alumni Organization; This is a statewide alumni organization support the Kappa Alpha Order (fraternity).; 2094 Old Taylor Road, Ste 200, Oxford, MS 38655; Start Date 03/2022; Role/Title: Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours;Committee member - guiding the social and activity related events of the alumni when events are planned, organized, and announced/communicated to the membership at large.] [Kappa Alpha Order, Alpha Upsilon Chapter, Housing Committee; The housing committee oversees the funds collected by members to make improvements to the fraternity house, oversee the debt service of any loans the chapter incurs, including servicing the existing mortgage.; P.O. BOX 1116, Oxford, MS 38655; Start Date 02/2023; Role/Title: Volunteer; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; instructional member of the housing committee]
CRS (Client Relationship Summary) - RIA
Click below to view Chad W Franks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 20, 2011 - Present
EAGLE STRATEGIES LLC
Office #1: 1052 Highland Colony Parkway Suite 101, Ridgeland, MS 39157RIA
CRD#: 110826
RIDGELAND, MS
Current
May 17, 2002 - Present
NYLIFE SECURITIES LLC
Office #1: 1052 Highland Colony Parkway Suite 101, Ridgeland, MS 39157BD
CRD#: 5167
Ridgeland, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(12/11/2008)
RR
Mississippi(11/11/2015)
IAR
Mississippi(4/24/2025)
RR
Texas(11/12/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Ridgeland, MS 39157TRUST BUT VERIFY
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