Varkey (. John
Professional summary
Varkey (nmn) John, who also goes by Varkey John, is a registered financial professional currently at COMMERCE STREET CAPITAL, LLC located in Dallas, Texas.
Varkey is registered as a RR (Registered Representative) and started their career in finance in 2004. Varkey has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 27 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Varkey (nmn) John's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2017 - Present
COMMERCE STREET CAPITAL, LLC
Office #1: 1445 Ross Ave. Suite 2700, Dallas, TX 75202September 21, 2015 - October 21, 2015
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
May 21, 2014 - December 31, 2016
EDI FINANCIAL, INC.
March 14, 2013 - May 23, 2014
WFG ADVISORS, LP
November 26, 2007 - May 23, 2014
WFG INVESTMENTS, INC.
March 10, 2004 - October 27, 2005
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 4/18/2008
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
COMMERCE STREET CAPITAL, LLC
CRD#: 143797 / SEC#: , 8-67606
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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Company Information
COMMERCE STREET CAPITAL, LLC
CRD#: 143797Dallas, TX 75202TRUST BUT VERIFY
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