Thiel F. Ruperto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thiel Fama Ruperto was a registered financial professional .
Thiel is a previously registered financial professional and started their career in finance in 2002. Thiel had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2023 - June 7, 2024
STRONGHOLD CAPITAL PARTNERS LLC
May 20, 2019 - March 18, 2022
CALCHOICE WEALTH MANAGEMENT LLC
January 6, 2012 - January 30, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - January 30, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 16, 2010 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
June 19, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRONGHOLD CAPITAL PARTNERS LLC
CRD#: 315763 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 393 |
| AUM (Assets Under Management) | $ 33,110,000 |
Red Flags
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