David M. Hoffmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Hoffmann, who also goes by David Michael Hoffman, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2002. David had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2015 - August 6, 2020
MHS ADVISORY SERVICES, LLC
January 13, 2014 - April 21, 2015
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC
October 13, 2010 - March 11, 2015
INVESTORS CAPITAL CORP.
September 15, 2010 - March 11, 2015
INVESTORS CAPITAL CORP.
August 13, 2002 - September 27, 2010
LPL FINANCIAL LLC
Primary Firm SEC Registration
MHS ADVISORY SERVICES, LLC
CRD#: 174590 / SEC#: 801-80877
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MHS ADVISORY SERVICES, LLC
CRD#: 174590 / SEC#: 801-80877
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,123 |
| AUM (Assets Under Management) | $ 238,486,167 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
