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Chad Michael Reynolds

CRD# 4529932·Registered 2002 - 2012
Previously Registered: Being a previously registered professional could mean that Chad is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Chad Michael Reynolds was a registered financial advisor. Chad was a previously registered financial professional and started their career in finance 2002 - 2012. Chad had worked at 5 firms and has passed the Series 6 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

EAGLE ONE INVESTMENTS, LLC·CRD# 45254
BD
Washington, IA
December 2, 2010 - September 5, 2012
GRANT WILLIAMS L.P.·CRD# 45961
BD
Austin, TX
September 10, 2009 - November 29, 2010
CHELSEA FINANCIAL SERVICES·CRD# 47770
BD
Staten Island, NY
November 6, 2008 - February 2, 2009
PLANMEMBER SECURITIES CORPORATION·CRD# 11869
BD
Carpinteria, CA
August 13, 2008 - November 6, 2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Franklin, TN
August 27, 2002 - May 15, 2006

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Current Firm

EO
EAGLE ONE INVESTMENTS, LLC

EAGLE ONE INVESTMENT, LLC | EAGLE ONE INVESTMENTS, LLC

CRD#: 45254 / SEC#: 8-51002
BD
Terminated by SEC on 05/31/2013

Contact Information

Established

Iowa since 03/29/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
KRUMBOLTZ, BRENT THOMASDIRECTOR2219848
PAULSON, DAVID CLAIRECEO/CFO/DIRECTOR1430385
VANDEWEERD, ALAN LEEDIRECTOR829161
ALEXANDER, THOMAS EUGENEDIRECTOR1176667
ELSE, JOHN JEFFREYMEMBER1948228
FARRELL, PATRICK STUARTMEMBER872923
HAGERTY, MICHAEL CHARLESDIRECTOR2053557
BAGBY, DOUGLAS BLAINEMEMBER1335894
COLLETT, MARTY MARIECOO4457693
GOODWIN, MATTHEW EVERETTEPRESIDENT/CCO4447880

Disclosures

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2002About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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