SS
Stephanie W. Sayres
PORTFOLIO AUDIT
KNOXVILLE, TN
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CRD#: 4529864
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Professional summary
Stephanie Watson Sayres is a registered financial advisor currently at PORTFOLIO AUDIT, LLC located in Knoxville, Tennessee.
Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Stephanie has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Watson Sayres's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2004 - Present
PORTFOLIO AUDIT, LLC
RIA
CRD#: 118549
KNOXVILLE, TN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/29/2009)
IAR
Tennessee(5/24/2004)
Exams
Current Firm
PA
PORTFOLIO AUDIT, LLC
PORTFOLIO AUDIT | PORTFOLIO AUDIT, LLC PRIVATE WEALTH MANAGEMENT | PORTFOLIO AUDIT, LLC FIDUCIARY INVESTMENT ADVISOR | PORTFOLIO AUDIT, LLC FIDUCIARY INVESTMENT ADVISER | PORTFOLIO AUDIT, LLC | PORTFOLIO AUDIT & MANAGEMENT, LLC
CRD#: 118549 / SEC#:
Florida
Registered Investment Advisory firm - (5/29/2009 Approved)Tennessee
Registered Investment Advisory firm - (1/28/2003 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Knoxville, TN
Mailing Address
Phone number
(865) 999-4838
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 110 |
| AUM (Assets Under Management) | $ 31,615,820 |
Red Flags
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