DP
David M. Perry
PR WEALTH MANAGEMENT GROUP
East Moline, IL 61244
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CRD#: 4529490
DP
Professional summary
David Mark Perry, AIF®, who also goes by David M Perry, is a registered financial advisor currently at PR WEALTH MANAGEMENT GROUP located in East Moline, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in East Moline, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. David has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David M Perry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)PR ENTERPRISES, LLC; NOT INV REL; EAST
MOLINE, IL; REAL ESTATE HOLDING ENTITY; MARCH 2012; 1 HRS/MTH, 1 DURING SECURITIES TRADING HRS:
2)SUNRISE PROFESSIONAL CONDOMINIUMS, EAST MOLINE, IL. STARTED 5/2012 AS TREASURER/DIRECTOR. CONDO ASSOCIATION FOR THE BUILDING IN WHICH OUR OFFICE IS HOUSED. DUTIES INCLUDE EXECUTIVE EXTERIOR BUILDING AND PROPERTY DECISIONS ALONG WITH BOOK-KEEPING AND BILL PAYING. SPENDS 1 HR/MO, 1 HR/TRADING.
3)PR WEALTH MANAGEMENT GROUP INC, 990 AVE OF THE CITIES, STE 4, EAST MOLINE, IL AS MANAGING DIRECTOR/ADVISORY REP OF A RIA. INV REL - 40/WK - 35/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
4)DAVID M PERRY AND AMY R PERRY TRUST. MOLINE, IL. STARTED 7/2013 AS TRUSTEE/GRANTOR. SPENDS NO TIME ON THIS ACTIVITY.
5)INDEPENDENT INSURANCE AGENT, 990 AVE OF THE CITIES, STE 4, EAST MOLINE, IL 7/2002 FOR VARIOUS INSURANCE COMPANIES. 1 HR/MO - 1/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view David Mark Perry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 23, 2015 - Present
PR WEALTH MANAGEMENT GROUP
Office #1: 990 Avenue Of The Cities Suite 4, East Moline, IL 61244RIA
CRD#: 173711
East Moline, IL
Current
September 25, 2017 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 990 Avenue Of The Cities Suite 4, East Moline, IL 61244BD
CRD#: 35747
East Moline, IL
Past
January 21, 2015 - October 13, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
EAST MOLINE, IL
Past
February 2, 2005 - January 28, 2015
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
EAST MOLINE, IL
Past
December 2, 2004 - January 28, 2015
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
EAST MOLINE, IL
Past
July 1, 2004 - December 3, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
February 19, 2004 - May 11, 2004
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
June 19, 2002 - January 28, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
DAVENPORT, IA
Past
June 11, 2002 - January 28, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 11, 2002 - January 28, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PR WEALTH MANAGEMENT GROUP
LEGACY WEALTH MANAGEMENT GROUP OF LAS VEGAS LLC | PR WEALTH MANAGEMENT GROUP, INC. | PR WEALTH MANAGEMENT GROUP
CRD#: 173711 / SEC#: 801-122276
RIA
Registered Investment Advisory firm - (9/8/2021 Approved)Colorado
Registered Investment Advisory firm - (9/9/2021 Terminated)Illinois
Registered Investment Advisory firm - (10/1/2021 Terminated)Iowa
Registered Investment Advisory firm - (9/10/2021 Terminated)Nevada
Registered Investment Advisory firm - (10/15/2021 Terminated)Texas
Registered Investment Advisory firm - (9/9/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/25/2017)
RR
California(10/13/2023)
IAR
Colorado(10/4/2019)
RR
Idaho(9/25/2017)
IAR
Illinois(1/23/2015)
RR
Illinois(9/25/2017)
IAR
Iowa(8/4/2015)
RR
Iowa(9/25/2017)
RR
Missouri(9/25/2017)
RR
Nebraska(10/13/2023)
RR
North Carolina(10/13/2023)
RR
Texas(10/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PR WEALTH MANAGEMENT GROUP
LEGACY WEALTH MANAGEMENT GROUP OF LAS VEGAS LLC | PR WEALTH MANAGEMENT GROUP, INC. | PR WEALTH MANAGEMENT GROUP
CRD#: 173711 / SEC#: 801-122276
RIA
Registered Investment Advisory firm - (9/8/2021 Approved)Colorado
Registered Investment Advisory firm - (9/9/2021 Terminated)Illinois
Registered Investment Advisory firm - (10/1/2021 Terminated)Iowa
Registered Investment Advisory firm - (9/10/2021 Terminated)Nevada
Registered Investment Advisory firm - (10/15/2021 Terminated)Texas
Registered Investment Advisory firm - (9/9/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
990 Avenue Of The Cities Suite 4, East Moline, IL 61244
Mailing Address
Phone number
(309) 792-8291
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 419 |
| AUM (Assets Under Management) | $ 142,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PR WEALTH MANAGEMENT GROUP
CRD#: 173711East Moline, IL 61244TRUST BUT VERIFY
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