DP
David M. Perry
PR WEALTH MANAGEMENT GROUP
EAST MOLINE, IL 61244
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CRD#: 4529490
DP
David Mark PerryPR WEALTH MANAGEMENT GROUP
Professional summary
David Mark Perry, AIF®, who also goes by David M Perry, is a registered financial advisor currently at PR WEALTH MANAGEMENT GROUP located in East Moline, Illinois and FORUM FINANCIAL MANAGEMENT, LP located in East Moline, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. David has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
David M Perry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PR Wealth Management Group, Inc. Investment related; 990 Avenue of the Cities, Suite 4 East Moline, IL 61244; Registered Investment Adviser; Owner/Investment Advisor Representative; 01/2015; 40 hours per week; 35 hours during securities trading hours; provide investment advisory services. 2) Purshe Kaplan Sterling Investments, Inc.; Investment related; 80 State Street, Albany, NY 12207; Broker-dealer; Registered Representative; 09/2017; Less than 5 hours per month; Less than 5 hours during securities trading hours; sell securities. 3) PR Enterprises, LLC; Not investment related; 990 Avenue of the Cities, Suite 4 East Moline, IL 61244; Real Estate Holdings Entity; Managing Member; 3/2012; Less than 5 hours per month; Less than 5 hours during securities trading hours; No duties, this is a holding entity that currently owns the office building at this address with potential for more properties in the future. 4) Sunrise Professional Condominiums; Not investment related; 990 Avenue of the Cities, Suite 4 East Moline, IL 61244; Condo association for office building; Treasurer/Director; 05/2012; Less than 5 hours per month; Less than 5 hours during securities trading hours; Execute exterior building and property decisions, along with book-keeping and bill paying. 5) Sole Proprietor; Investment related; 990 Avenue of the Cities, Suite 4 East Moline, IL 61244; Insurance; Independent Insurance Agent; 07/2002; Less than 5 hours per month; Less than 5 hours during securities trading hours; selling insurance. 6) David Perry, Notary Public; Not investment-related; 990 Avenue of the Cities, Suite 4 East Moline, IL 61244; Notary public services; Notary Public; 08/2024; Less than 5 hours per month; Less than 5 during securities trading hours; Verify identity of signers, witness execution of documents and complete notarial certificates in accordance with state notary law.
CRS (Client Relationship Summary) - RIA
Click below to view David Mark Perry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 23, 2015 - Present
PR WEALTH MANAGEMENT GROUP
Office #1: 990 Avenue Of The Cities Suite 4, East Moline, IL 61244RIA
CRD#: 173711
EAST MOLINE, IL
Current
August 17, 2026 - Present
FORUM FINANCIAL MANAGEMENT, LP
Office #1: 990 Avenue Of The Cities Suite 4, East Moline, IL 61244RIA
CRD#: 145706
EAST MOLINE, IL
Current
September 25, 2017 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 990 Avenue Of The Cities Suite 4, East Moline, IL 61244BD
CRD#: 35747
East Moline, IL
Past
January 21, 2015 - October 13, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
EAST MOLINE, IL
Past
February 2, 2005 - January 28, 2015
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
EAST MOLINE, IL
Past
December 2, 2004 - January 28, 2015
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
EAST MOLINE, IL
Past
July 1, 2004 - December 3, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
February 19, 2004 - May 11, 2004
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
June 19, 2002 - January 28, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
DAVENPORT, IA
Past
June 11, 2002 - January 28, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 11, 2002 - January 28, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
Registered Investment Advisory firm - (3/9/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/25/2017)
RR
California(10/13/2023)
RR
Idaho(9/25/2017)
IAR
Illinois(1/23/2015)
RR
Illinois(9/25/2017)
IAR
Iowa(8/4/2015)
RR
Iowa(9/25/2017)
RR
Missouri(9/25/2017)
RR
Nebraska(10/13/2023)
RR
North Carolina(10/13/2023)
RR
Texas(10/13/2023)
IAR
Texas(8/17/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
Registered Investment Advisory firm - (3/9/2009 Approved)Loading...
Contact information
Main Address
1900 South Highland Avenue Suite 100, Lombard, IL 60148
Mailing Address
Phone number
(630) 873-8520
Established
Firm type
Fiscal year end
# of Employees
140
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,456 |
| AUM (Assets Under Management) | $ 9,030,636,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 12/20/2024 | ||
| 10/19/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORUM FINANCIAL MANAGEMENT, LP
CRD#: 145706East Moline, IL 61244TRUST BUT VERIFY
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