David Mark Perry

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#

Credentials

AIF®

Accredited Investment Fiduciary

Years of Experience

24 years registered in the securities industry

Current & Past Employments

Current

PR WEALTH MANAGEMENT GROUPCurrent·CRD# 173711

RIA

990 Avenue Of The Cities Suite 4, East Moline, IL 61244

January 23, 2015 - Present

FORUM FINANCIAL MANAGEMENT, LPCurrent·CRD# 145706

RIA

990 Avenue Of The Cities Suite 4, East Moline, IL 61244

August 17, 2026 - Present

PURSHE KAPLAN STERLING INVESTMENTSCurrent·CRD# 35747

BD

990 Avenue Of The Cities Suite 4, East Moline, IL 61244

September 25, 2017 - Present

Past

CAMBRIDGE INVESTMENT RESEARCH, INC.Past·CRD# 39543

BD

East Moline, IL

January 21, 2015 - October 13, 2017

CETERA INVESTMENT ADVISERS LLCPast·CRD# 105644

RIA

East Moline, IL

February 2, 2005 - January 28, 2015

CETERA FINANCIAL SPECIALISTS LLCPast·CRD# 10358

BD

East Moline, IL

December 2, 2004 - January 28, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLCPast·CRD# 16164

BD

Philadelphia, PA

July 1, 2004 - December 3, 2004

PRUCO SECURITIES, LLC.Past·CRD# 5685

BD

Newark, NJ

February 19, 2004 - May 11, 2004

AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363

RIA

Davenport, IA

June 19, 2002 - January 28, 2004

IDS LIFE INSURANCE COMPANYPast·CRD# 6321

BD

Minneapolis, MN

June 11, 2002 - January 28, 2004

AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363

BD

Minneapolis, MN

June 11, 2002 - January 28, 2004

Similar Advisors

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Current Firm

FF

FORUM FINANCIAL MANAGEMENT, LP

FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL

CRD#: 145706 / SEC#: 801-69970

RIA

Registered Investment Advisory firm - SEC (3/9/2009 Approved)

Contact Information

Main Address

1900 South Highland Avenue Suite 100, Lombard, IL 60148

Phone Number

(630) 873-8520

# of Employees

143

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Part 2 Brochures

FORUM FINANCIAL MANAGEMENT, LP ADV PART 2A (3/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

19,838

AUM (Assets Under Management)

$8,690,717,334

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/17/2026	Cover Page	Report
10/08/2025	Cover Page	Report
12/20/2024	Cover Page	Report
10/19/2023	Cover Page	Report

Similar Advisors

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PR Wealth Management Group, Inc. Investment related; 990 Avenue of the Cities, Suite 4 East Moline, IL 61244; Registered Investment Adviser; Owner/Investment Advisor Representative; 01/2015; 40 hours per week; 35 hours during securities trading hours; provide investment advisory services. 2) Purshe Kaplan Sterling Investments, Inc.; Investment related; 80 State Street, Albany, NY 12207; Broker-dealer; Registered Representative; 09/2017; Less than 5 hours per month; Less than 5 hours during securities trading hours; sell securities. 3) PR Enterprises, LLC; Not investment related; 990 Avenue of the Cities, Suite 4 East Moline, IL 61244; Real Estate Holdings Entity; Managing Member; 3/2012; Less than 5 hours per month; Less than 5 hours during securities trading hours; No duties, this is a holding entity that currently owns the office building at this address with potential for more properties in the future. 4) Sunrise Professional Condominiums; Not investment related; 990 Avenue of the Cities, Suite 4 East Moline, IL 61244; Condo association for office building; Treasurer/Director; 05/2012; Less than 5 hours per month; Less than 5 hours during securities trading hours; Execute exterior building and property decisions, along with book-keeping and bill paying. 5) Sole Proprietor; Investment related; 990 Avenue of the Cities, Suite 4 East Moline, IL 61244; Insurance; Independent Insurance Agent; 07/2002; Less than 5 hours per month; Less than 5 hours during securities trading hours; selling insurance. 6) David Perry, Notary Public; Not investment-related; 990 Avenue of the Cities, Suite 4 East Moline, IL 61244; Notary public services; Notary Public; 08/2024; Less than 5 hours per month; Less than 5 during securities trading hours; Verify identity of signers, witness execution of documents and complete notarial certificates in accordance with state notary law.

Similar Advisors

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FF

FORUM FINANCIAL MANAGEMENT, LP

FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL

CRD#: 145706 / SEC#: 801-69970

RIA

Registered Investment Advisory firm - SEC (3/9/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Arizona
(9/25/2017)

RR

California
(10/13/2023)

RR

Idaho
(9/25/2017)

IAR

Illinois
(1/23/2015)

RR

Illinois
(9/25/2017)

IAR

Iowa
(8/4/2015)

RR

Iowa
(9/25/2017)

RR

Missouri
(9/25/2017)

RR

Nebraska
(10/13/2023)

RR

North Carolina
(10/13/2023)

RR

Texas
(10/13/2023)

IAR

Texas
(8/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

FINRA

SRO Registrations

Similar Advisors

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - RIA

Click below to view David Mark Perry's CRS (Customer Relationship Summary).

Similar Advisors

J.P. MORGAN SECURITIES LLC

MOLINE, IL · CRD#