MW
Mary E. Williams
LIEBLONG & ASSOCIATES
Little Rock, AR 72211
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CRD#: 4529272
MW
Professional summary
Mary Ellen Williams, who also goes by Mary Ellen Joyner, is a registered financial advisor currently at LIEBLONG & ASSOCIATES, INC. located in Little Rock, Arkansas.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Mary has worked at 1 firm and has passed the Series 65, Series 63, Series 79TO, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 4, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Ellen Joyner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Ellen Williams's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mary Ellen Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2019 - Present
LIEBLONG & ASSOCIATES, INC.
Office #1: 10809 Executive Center Drive Suite 117, Little Rock, AR 72211Office #2: 10809 Executive Center Drive Suite 117, Little Rock, AR 72211RIA
BD
CRD#: 42578
Little Rock, AR
Current
May 30, 2002 - Present
LIEBLONG & ASSOCIATES, INC.
Office #1: 10809 Executive Center Drive Suite 117, Little Rock, AR 72211Office #2: 10809 Executive Center Drive Suite 117, Little Rock, AR 72211RIA
BD
CRD#: 42578
Little Rock, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
L&
LIEBLONG & ASSOCIATES, INC.
KEY COLONY MANAGEMENT, LLC ("RELYING ADVISER") | LONG ASSOCIATES INC. | LIEBLONG & ASSOCIATES, INC.
CRD#: 42578 / SEC#: 801-78968, 8-49880
RIA
Registered Investment Advisory firm - SEC (1/2/2014 Approved)Arkansas
Registered Investment Advisory firm - SEC (1/23/2014 Terminated)Texas
Registered Investment Advisory firm - SEC (1/23/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2024)
RR
Arizona(1/2/2024)
RR
Arkansas(10/14/2002)
IAR
Arkansas(6/24/2019)
RR
California(1/2/2024)
RR
Colorado(1/2/2024)
RR
Florida(1/11/2007)
RR
Georgia(1/2/2024)
RR
Hawaii(4/7/2025)
RR
Indiana(1/2/2024)
RR
Iowa(1/2/2024)
RR
Kansas(1/2/2024)
RR
Kentucky(1/2/2024)
RR
Louisiana(1/2/2024)
RR
Massachusetts(1/2/2024)
RR
Mississippi(1/2/2024)
RR
Missouri(1/2/2024)
RR
Nevada(1/2/2024)
RR
New Hampshire(1/2/2024)
RR
New Jersey(1/2/2024)
RR
New York(1/2/2024)
RR
Oklahoma(1/2/2024)
RR
Oregon(1/2/2024)
RR
Tennessee(1/2/2024)
RR
Texas(1/2/2024)
RR
Utah(1/2/2024)
RR
Washington(1/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
L&
LIEBLONG & ASSOCIATES, INC.
KEY COLONY MANAGEMENT, LLC ("RELYING ADVISER") | LONG ASSOCIATES INC. | LIEBLONG & ASSOCIATES, INC.
CRD#: 42578 / SEC#: 801-78968, 8-49880
RIA
Registered Investment Advisory firm - SEC (1/2/2014 Approved)Arkansas
Registered Investment Advisory firm - SEC (1/23/2014 Terminated)Texas
Registered Investment Advisory firm - SEC (1/23/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
10809 Executive Center Drive Suite 117, Little Rock, AR 72211
Mailing Address
P.o. Box 24520, Little Rock, AR 72221
Phone number
(501) 219-2003
Established
Arkansas since 04/01/1996
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
4
SEC notice filing (1 States and Territories)
FINRA licenses (30 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LIEBLONG, ALEX RAY | PRESIDENT/CHIEF EXECUTIVE OFFICER, LIEBLONG & ASSOCIATES, INC. | 839906 |
| FIVEASH, VALERIE M | VICE PRESIDENT | 7229314 |
| LIEBLONG, JASON RAY | VICE PRESIDENT, LIEBLONG & ASSOCIATES, INC. | 2366644 |
| WILLIAMS, MARY ELLEN | VP/CFO/FINOP/SEC/TREAS/CCO/OPTIONS PRINCIPAL/MUNI PRINCIPAL, LIEBLONG & ASSOCIATES, INC. | 4529272 |
Regulatory assets under management
| Total Number of Accounts | 123 |
| AUM (Assets Under Management) | $ 174,237,704 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/24/2024 | ||
| 10/11/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIEBLONG & ASSOCIATES, INC.
CRD#: 42578Little Rock, AR 72211TRUST BUT VERIFY
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