Lewis E. Vandyke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Edward Vandyke, who also goes by Eddie Vandyke, was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1972. Lewis had worked at 7 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2019 - January 14, 2020
CORECAP INVESTMENTS, LLC
April 9, 2014 - February 19, 2019
CORECAP INVESTMENTS, LLC
October 5, 2009 - April 28, 2014
OSAIC FS, INC.
September 3, 2003 - October 6, 2009
WOODBURY FINANCIAL SERVICES, INC.
January 11, 2000 - September 8, 2003
LOCUST STREET SECURITIES, INC.
August 26, 1994 - December 31, 1999
WOODBURY FINANCIAL SERVICES, INC.
January 15, 1990 - August 19, 1994
TOWER SQUARE SECURITIES, INC.
November 19, 1989 - January 31, 1990
OSAIC WEALTH, INC.
January 29, 1982 - January 25, 1984
WOODBURY FINANCIAL SERVICES, INC.
March 11, 1981 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 15, 1972 - September 12, 1981
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/11/1972
Registered Representative ExaminationCurrent Firm
CORECAP INVESTMENTS, LLC
CRD#: 37068 / SEC#: , 8-47783
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
