James R. Christensen
Professional summary
James R Christensen, who also goes by James Richard Christensen, Jr Christensen, is a registered financial professional currently at WELLS FARGO SECURITIES, LLC located in Chicago, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 2002. James has worked at 6 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James R Christensen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2024 - Present
WELLS FARGO SECURITIES, LLC
Office #1: 10 South Wacker Drive, Chicago, IL 60606October 1, 2008 - May 5, 2016
J.P. MORGAN SECURITIES LLC
February 2, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
July 6, 2005 - January 5, 2007
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - January 5, 2007
CHASE INVESTMENT SERVICES CORP.
November 4, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
November 4, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
September 6, 2002 - September 10, 2003
A. G. EDWARDS & SONS, INC.
July 8, 2002 - September 10, 2003
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 12/29/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
WELLS FARGO SECURITIES, LLC
CRD#: 126292 / SEC#: , 8-65876
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | PARENT | |
| CHESTER, KARA MCSHANE | DIRECTOR/MANAGER | 2679854 |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| MACCHIO, PETER | CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER | 2124187 |
| OHARA, TIMOTHY PATRICK | DIRECTOR/MANAGER | 2095368 |
| PETERS, MARY LOU | DIRECTOR/MANAGER/CONTROL PRINCIPAL | 4062788 |
| RILEY, MICHAEL FRANCIS | DIRECTOR/MANAGER | 4165280 |
| RIVAS, FERNANDO S | CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER | 4803269 |
| SMITH, DANIEL D | CHIEF OPERATIONS OFFICER | 5500659 |
| THOMAS, DANIEL JEROME JR | DIRECTOR/MANAGER |
Disclosures
| Regulatory Event | 158 |
| Civil Event | 1 |
Red Flags
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