MS
Matthew R. Sesti
BLACKROCK INVESTMENT MANAGEMENT
New York, NY 10001
Some features on this profile are disabled
CRD#: 4528837
MS
Professional summary
Matthew Robert Sesti, who also goes by Matthew R Sesti, Matthew Robert Sesti, Matthew Sesti, Matthew R Seti, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in New York, New York and BLACKROCK INVESTMENTS, LLC located in New York, New York.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Matthew has worked at 7 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew R Sesti | Matthew Robert Sesti | Matthew Sesti | Matthew R Seti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Robert Sesti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2024 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 50 Hudson Yards, New York, NY 10001RIA
CRD#: 108928
New York, NY
Current
November 5, 2024 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 50 Hudson Yards, New York, NY 10001BD
CRD#: 38642
New York, NY
Past
August 28, 2020 - September 24, 2024
MORGAN STANLEY
RIA
CRD#: 149777
New York, NY
Past
August 14, 2020 - September 24, 2024
MORGAN STANLEY
BD
CRD#: 149777
New York, NY
Past
July 31, 2014 - February 14, 2022
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
June 1, 2009 - August 1, 2014
MORGAN STANLEY
RIA
CRD#: 149777
PURCHASE, NY
Past
June 1, 2009 - August 1, 2014
MORGAN STANLEY
BD
CRD#: 149777
PURCHASE, NY
Past
January 30, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
PURCHASE, NY
Past
January 26, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
PURCHASE, NY
Past
September 5, 2006 - December 31, 2008
CLEARBRIDGE INVESTMENTS, LLC
RIA
CRD#: 137028
NEW YORK, NY
Past
August 28, 2006 - December 31, 2008
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
STAMFORD, CT
Past
May 17, 2002 - September 5, 2006
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
WHITE PLAINS, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/18/2024)
RR
Alaska(12/18/2024)
RR
Arizona(12/18/2024)
RR
Arkansas(12/18/2024)
RR
California(12/18/2024)
RR
Colorado(12/18/2024)
RR
Connecticut(12/18/2024)
RR
Delaware(12/18/2024)
RR
District of Columbia(12/18/2024)
RR
Florida(12/18/2024)
RR
Georgia(12/18/2024)
RR
Hawaii(12/18/2024)
RR
Idaho(12/18/2024)
RR
Illinois(12/18/2024)
RR
Indiana(12/18/2024)
RR
Iowa(12/18/2024)
RR
Kansas(12/18/2024)
RR
Kentucky(12/18/2024)
RR
Louisiana(12/18/2024)
RR
Maine(12/18/2024)
RR
Maryland(12/18/2024)
RR
Massachusetts(12/18/2024)
RR
Michigan(12/18/2024)
RR
Minnesota(12/18/2024)
RR
Mississippi(12/18/2024)
RR
Missouri(12/18/2024)
RR
Montana(12/18/2024)
RR
Nebraska(12/18/2024)
RR
Nevada(12/18/2024)
RR
New Hampshire(12/18/2024)
IAR
New Jersey(11/6/2024)
RR
New Jersey(12/18/2024)
RR
New Mexico(12/18/2024)
IAR
New York(11/5/2024)
RR
New York(12/18/2024)
RR
North Carolina(12/18/2024)
RR
North Dakota(12/18/2024)
RR
Ohio(12/19/2024)
RR
Oklahoma(12/18/2024)
RR
Oregon(12/18/2024)
RR
Pennsylvania(12/18/2024)
RR
Puerto Rico(12/18/2024)
RR
Rhode Island(12/18/2024)
RR
South Carolina(12/18/2024)
RR
South Dakota(12/18/2024)
RR
Tennessee(12/18/2024)
RR
Texas(12/18/2024)
RR
Utah(12/18/2024)
RR
Vermont(12/18/2024)
RR
Virgin Islands(12/18/2024)
RR
Virginia(12/18/2024)
RR
Washington(12/18/2024)
RR
West Virginia(12/18/2024)
RR
Wisconsin(12/18/2024)
RR
Wyoming(12/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
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Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
