Ricci L. Reber

THE SIMMONS PARTNERSHIP

Towson, MD 21204

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CRD#: 4528817

Professional summary

Ricci Lee Reber is a registered financial advisor currently at THE SIMMONS PARTNERSHIP, INC located in Towson, Maryland.

Ricci is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Ricci has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricci Lee Reber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 26, 2025 - Present

THE SIMMONS PARTNERSHIP, INC

Office #1: Bosley Hall 222 Courthouse Ct., Suite 1a, Towson, MD 21204

RIA

CRD#: 156740

Towson, MD

Past

December 7, 2009 - February 14, 2011

MORGAN STANLEY

RIA

CRD#: 149777

PIKESVILLE, MD

Past

November 12, 2009 - February 14, 2011

MORGAN STANLEY

CRD#: 149777

PIKESVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE SIMMONS PARTNERSHIP, INC

THE SIMMONS PARTNERSHIP, INC | THE SIMMONS PARTNERSHIP, LLC

CRD#: 156740 / SEC#: 801-79395

RIA

Registered Investment Advisory firm - (4/9/2014 Approved)

Maryland

Registered Investment Advisory firm - (2/26/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(2/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/26/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/1/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/11/2009

General Securities Representative Examination

Current Firm

THE SIMMONS PARTNERSHIP, INC

THE SIMMONS PARTNERSHIP, INC | THE SIMMONS PARTNERSHIP, LLC

CRD#: 156740 / SEC#: 801-79395

RIA

Registered Investment Advisory firm - (4/9/2014 Approved)

Maryland

Registered Investment Advisory firm - (2/26/2015 Terminated)

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Contact information

Main Address

Bosley Hall 222 Courthouse Ct., Suite 1a, Towson, MD 21204

Mailing Address

Phone number

(443) 470-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TSP FORM ADV PART 2A WITH WRAP BROCHURE (3/29/2025)

Regulatory assets under management

Total Number of Accounts	846
AUM (Assets Under Management)	$ 174,006,251

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ricci L. Reber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricci Lee Reber's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE SIMMONS PARTNERSHIP, INC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

THE SIMMONS PARTNERSHIP, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/26/2025

Series 66

Date: 12/1/2009

Series 7

Date: 11/11/2009

Current Firm

THE SIMMONS PARTNERSHIP, INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE SIMMONS PARTNERSHIP, INC

TRUST BUT VERIFY

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