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JH

Jeffrey R. Higgins

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CRD#: 4528716
JH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Richard Higgins, who also goes by Jeff Higgins, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2001. Jeffrey had worked at 1 firm and has passed the Series 65, Series 50 and Series 54 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jeff Higgins

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 22, 2001 - March 18, 2020

BLX GROUP LLC

RIA
CRD#: 111923
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 1/18/2001
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 50
Date: 2/4/2016
Municipal Advisor Representative Qualification Exam
Principal/Supervisory Exam

Current Firm


BG
BLX GROUP LLC
BLX GROUP LLC | BOND LOGISTIX LLC

CRD#: 111923 / SEC#: 801-60588

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Contact information


Main Address
777 South Figueroa Street Suite 3200, Los Angeles, CA 90017
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLX GROUP LLC

CRD#: 111923

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