Erik B. Dingwall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erik Bounds Dingwall was a registered financial professional .
Erik is a previously registered financial professional and started their career in finance in 2001. Erik had worked at 1 firm and has passed the Series 50 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2001 - June 28, 2017
BLX GROUP LLC
State Registrations and Notice Filings
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Exams
Current Firm
BLX GROUP LLC
CRD#: 111923 / SEC#: 801-60588
Contact information
Red Flags
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