Mark Vandeusen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Vandeusen was a registered financial advisor .
Mark is a previously registered financial advisor and started their career in finance in 1970. Mark had worked at 22 firms and has passed the Series 66, Series 63, Series 1, Series 4, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2003 - March 27, 2012
OAKBRIDGE FINANCIAL SERVICES
May 21, 2003 - March 27, 2012
OAKBRIDGE FINANCIAL SERVICES
September 15, 1999 - February 12, 2002
ROBERT W. BAIRD & CO. INCORPORATED
August 27, 1992 - June 22, 1999
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 7, 1991 - August 11, 1992
DICKINSON & CO.
September 14, 1990 - July 23, 1991
JJC SECURITIES CO., INC.
April 19, 1990 - November 26, 1990
BOUCHER, OEHMKE & COMPANY
September 23, 1988 - March 6, 1990
GLOBAL CAPITAL SECURITIES CORPORATION
March 29, 1988 - June 14, 1988
AMERICAN FRONTEER FINANCIAL CORPORATION
November 16, 1987 - October 18, 1988
ADVENT SECURITIES, INC.
September 2, 1987 - April 23, 1988
PROFESSIONAL BROKERAGE SERVICES INC.
October 24, 1986 - July 28, 1987
J. W. GANT & ASSOCIATES, INC.
March 5, 1984 - November 3, 1986
CITIGROUP GLOBAL MARKETS INC.
January 29, 1982 - March 30, 1984
BOETTCHER & COMPANY, INC.
November 7, 1979 - February 22, 1982
PRUDENTIAL EQUITY GROUP, LLC
August 17, 1978 - November 17, 1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
January 18, 1978 - August 14, 1978
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
July 11, 1975 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
December 26, 1974 - July 5, 1975
A. G. EDWARDS & SONS, INC.
November 8, 1974 - February 10, 1975
SHEARSON HAYDEN STONE INC.
August 24, 1971 - November 8, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
October 27, 1970 - September 16, 1971
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/19/1970
Registered Representative ExaminationSeries 12
Date: 12/17/1974
NYSE Branch Manager ExaminationSeries 40
Date: 12/6/1972
Registered Principal ExaminationCurrent Firm
OAKBRIDGE FINANCIAL SERVICES
CRD#: 16323 / SEC#: , 8-33729
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUANG, JOHN CHUNEN | OWNER | 2659909 |
| STANDLEY, MICHAEL THOMAS | OWNER | |
| WINTER, KATHRYN ANN | OWNER | 4523089 |
| CLAYTON, ALAN CLIFTON | OWNER | 2407426 |
| DAVIS, GRAHAM LEWIS | OWNER | 2430102 |
| HIGGINBOTHAM, SUZANNE G | OWNER | 1443872 |
| LARSON, STEVEN ELLSWORTH | OWNER | 2422755 |
| SIEBER, DEBRA ANN | OWNER | 5636638 |
| WILSON, CHARLENE FAITH | FINOP, CCO | 1935747 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
