Alexander B. Collins
PARK AVENUE SECURITIES LLC
Woodinville, WA
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CRD#: 4528151
Professional summary
Alexander Bradley Collins, CFP®, ChFC® is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Woodinville, Washington.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Alexander has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Broker - Outside Insurance-plan to use a different vendor for life, disability and long term care products as necessary,
Start: 04/01/2002,
Address: 803 Kirkland Ave, Suite 100 Kirkland, WA 98033,
Hrs per month - Tot/Bus: 4/2,
Investment related,
2. Quantified Financial Partners, LLC-The purpose for this LLC is replace the previous name to become compliant with the state of Washington. This name will be used for marketing purposes,.
Start: 08/01/2016,
Address: 803 Kirkland Ave Suite 100, Kirkland, WA 98033,
0 hrs per month,
Investment related,
3. Article writer-Republishing blog articles on other sites,
Start: 09/08/2017,
Address: 803 Kirkland Ave Suite 100, Kirkland, WA 98033,
1 non bus hr per month,
Not investment related,
4. Writer-Ebook-E-book to put on our DBA website,.
Start: 06/29/2018,
Address: 803 Kirkland Ave Suite 100, Kirkland, WA 98033,
1 non bus hr per month,
Not Investment related,
5. Ohio National-Write Ohio National as an additional carrier when Guardian isn't a good fit.,
Start: 08/31/2018,
Address: 803 Kirkland Ave Ste 103, Kirkland, WA 98033,
1 bus hr per month,
Investment related,
1 hour/month, 1 hour during trading,
Less than 10% of annual income.
6. Beer and Money-This is a podcast for Marketing,
Start: 08/07/2019,
Address: 803 Kirkland Ave, Suite 100 Kirkland, WA 98033,
5 hours/month, 1 hour during trading,
Not investment related,
No compensation.
7. Volunteering for a political campaign-I have been asked by a close friend who is not a current client to assist on his campaign. He is a candidate for Bothell, WA city council. This would likely be phone calls and/or sign waiving,
Start: 10/10/2019,
Address: Bothell, WA,
10 non bus hrs per month,
Not investment related,
8. NAIFA Board Member,
Start Date: 4/1/2009,
Address: 2400 NW 80th St., PMB 140, Seattle, WA 98117,
5 hours/month, 2.5 hours/month during trading,
Not investment related,
No compensation.
10. Finance Committee for Woodinville Chamber of Commerce,
Start Date: 8/1/2025,
Address: 13901 NE 175th St., Suite N, Woodinville, WA 98072,
Not investment related,
No compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Bradley Collins's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alexander Bradley Collins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
June 6, 2014 - Present
PARK AVENUE SECURITIES LLC
Office #2: Skyline Tower 10900 N.e. 4th Street, Bellevue, WA 98004RIA
BD
CRD#: 46173
Woodinville, WA
Current
June 6, 2014 - Present
PARK AVENUE SECURITIES LLC
Office #1: Skyline Tower 10900 N.e. 4th Street, Bellevue, WA 98004RIA
BD
CRD#: 46173
Bellevue, WA
Past
September 4, 2002 - May 16, 2014
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
BELLEVUE, WA
Past
April 29, 2002 - May 16, 2014
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
BELLEVUE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/14/2014)
IAR
Arizona(10/22/2014)
RR
Arkansas(10/4/2018)
IAR
Arkansas(10/5/2018)
RR
California(4/13/2020)
IAR
California(4/13/2020)
RR
Colorado(10/28/2022)
IAR
Colorado(10/28/2022)
RR
Delaware(7/22/2015)
RR
District of Columbia(12/12/2022)
RR
Florida(2/23/2022)
IAR
Florida(2/24/2022)
RR
Idaho(10/6/2023)
IAR
Idaho(10/6/2023)
RR
Indiana(1/12/2025)
IAR
Indiana(1/12/2025)
RR
Michigan(1/19/2024)
IAR
Michigan(1/19/2024)
RR
Montana(2/23/2021)
RR
New Jersey(6/6/2014)
IAR
New Jersey(6/9/2014)
RR
New York(10/3/2022)
IAR
New York(10/3/2022)
RR
North Carolina(6/6/2023)
IAR
North Carolina(6/6/2023)
RR
Oklahoma(5/21/2020)
IAR
Oklahoma(5/21/2020)
RR
Oregon(6/6/2014)
IAR
Oregon(10/15/2021)
RR
Texas(11/6/2015)
IAR
Texas(11/6/2015)
RR
Washington(6/6/2014)
IAR
Washington(6/6/2014)
RR
Wyoming(7/25/2018)
IAR
Wyoming(7/25/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
