Martin L. Boumpani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Louis Boumpani JR, who also goes by Marty L. Boumpani Jr., Martin Louis Boumpani Jr, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 2002. Martin had worked at 9 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2013 - July 1, 2015
QUESTAR CAPITAL CORPORATION
August 16, 2012 - May 16, 2013
NEXT FINANCIAL GROUP, INC.
November 5, 2010 - August 16, 2012
SIGNATOR FINANCIAL SERVICES, INC.
September 12, 2008 - December 7, 2010
GROVE POINT INVESTMENTS, LLC
August 18, 2006 - September 10, 2008
GUNNALLEN FINANCIAL, INC
February 10, 2006 - August 15, 2006
SII INVESTMENTS, INC.
December 15, 2003 - December 1, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 15, 2003 - December 1, 2005
OSAIC FA, INC.
May 21, 2002 - December 1, 2003
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUESTAR CAPITAL CORPORATION
CRD#: 43100 / SEC#: , 8-50174
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| YORKTOWN FINANCIAL COMPANIES, INC. - INDIANA | SHAREHOLDER | |
| BRAUN, BARBARA J | CHIEF TECHNOLOGY AND EXECUTIVE PROJECTS OFFICER | 6839583 |
| BROOKS, MELISSA CAWOOD | CHIEF FINANCIAL OFFICER | 4219393 |
| DU MOND, SHARON LEA | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 2134316 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER, SECRETARY | 4241291 |
| SAND PETERSON, JESSICA KAY | CHIEF OPERATING AND SUPERVISION OFFICER | 4274882 |
| STARKMAN, KRISTINE ALANE | CHIEF COMPLIANCE OFFICER | 2409241 |
| THOMES, ERIC JON | CHAIRMAN | 4645308 |
| WHITE, WALTER REX | DIRECTOR |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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