Lorrie A. Minor

CARDINAL MARK LLC

Chicago, IL

Some features on this profile are disabled

CRD#: 4527836

Professional summary

Lorrie Ann Minor, CFP® is a registered financial advisor currently at CARDINAL MARK LLC located in Chicago, Illinois.

Lorrie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Lorrie has worked at 4 firms and has passed the Series 66, Series 65 and Series 7 exams.

Biography

@import url(http://napfa.org/CuteEditor_Files/Style/SyntaxHighlighter.css);

@import url(http://www.napfa.org/CuteEditor_Files/Style/SyntaxHighlighter.css);

@import url(http://www.napfa.org/CuteEditor_Files/Style/SyntaxHighlighter.css);

Question & Answer

What are your service offerings?

@import url(http://napfa.org/C...

@import url(http://www.napfa.o...

Do you have an area of expertise or specialization?

Hourly

Investment Advice with Ongoing...

Investment Advice without Ongo...

Retirement Plan Investment Adv...

Women's Financial Planning Iss...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NYRC MANAGEMENT, LLC 5542 W. WASHINGTON BLVD. LOS ANGELES, CA 90016 FAST CASUAL DINING CHIEF ACCOUNTING OFFICER AND CONTROLLER SINCE 01/2025 60 HOURS PER MONTH WITH 50 HOURS DURING SECURITIES TRADING HOURS NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lorrie Ann Minor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 25, 2007 - Present

CARDINAL MARK LLC

RIA

CRD#: 143659

Chicago, IL

Past

March 27, 2013 - May 13, 2014

LEARNVEST PLANNING SERVICES, LLC

RIA

CRD#: 162453

CHICAGO, IL

Past

September 26, 2002 - April 12, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHICAGO, IL

Past

July 31, 2002 - April 12, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHICAGO, IL

Past

November 11, 1999 - July 23, 2002

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/25/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/8/2002

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/30/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/25/2002

General Securities Representative Examination

Current Firm

CARDINAL MARK LLC

CARDINAL MARK LLC | CARDINAL POINTE, LLC | CARDINAL POINTE WEALTH MANAGEMENT LLC | CARDINAL MARK, L.L.C.

CRD#: 143659 / SEC#:

Illinois

Registered Investment Advisory firm - (5/25/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Glencoe, IL

Mailing Address

Phone number

(312) 952-0050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 11,341,656

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lorrie A. Minor

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lorrie Ann Minor's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARDINAL MARK LLC

LEARNVEST PLANNING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

ERNST & YOUNG INVESTMENT ADVISERS LLP

State Registrations and Notice Filings

Exams

Series 66

Date: 10/8/2002

Series 65

Date: 3/30/2001

Series 7

Date: 9/25/2002

Current Firm

CARDINAL MARK LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CARDINAL MARK LLC

TRUST BUT VERIFY

Similar Advisors