Martina A. Jimenez Sperry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martina Arelis Jimenez Sperry, who also goes by Martina Arelis Jimenez, Martinas Jimenez, Martina Arelis Jimenez Sperry, Martina A Jimenez, Martina A Jimenez Sperry, was a registered financial professional .
Martina is a previously registered financial professional and started their career in finance in 2002. Martina had worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2024 - June 26, 2026
ONEAMERICA SECURITIES, INC.
April 17, 2024 - June 26, 2026
ONEAMERICA SECURITIES, INC.
April 21, 2021 - August 16, 2023
J.P. MORGAN SECURITIES LLC
April 20, 2021 - August 16, 2023
J.P. MORGAN SECURITIES LLC
July 29, 2020 - March 16, 2021
SECURIAN FINANCIAL SERVICES, INC.
July 17, 2020 - March 16, 2021
SECURIAN FINANCIAL SERVICES, INC.
September 29, 2016 - February 26, 2020
PRUCO SECURITIES, LLC.
August 18, 2016 - February 26, 2020
PRUCO SECURITIES, LLC.
October 20, 2003 - August 30, 2016
EAGLE STRATEGIES LLC
September 13, 2002 - August 30, 2016
NYLIFE SECURITIES LLC
July 18, 2002 - August 27, 2002
IDS LIFE INSURANCE COMPANY
July 18, 2002 - August 27, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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