Darren A. Degennaro
Professional summary
Darren Anthony Degennaro is a registered financial professional currently at PNC CAPITAL MARKETS LLC located in Berwyn, Pennsylvania.
Darren is registered as a RR (Registered Representative) and started their career in finance in 2002. Darren has worked at 4 firms and has passed the Series 63, SIE, Series 52, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Darren Anthony Degennaro's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2018 - Present
PNC CAPITAL MARKETS LLC
Office #1: 1000 Westlakes Drive Suite 300, Berwyn, PA 19312July 15, 2016 - September 6, 2018
MUFG SECURITIES AMERICAS INC.
September 3, 2015 - April 1, 2017
MUFG AMERICAS CORPORATE ADVISORY, INC.
May 27, 2002 - September 19, 2007
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2018)
(10/17/2018)
(10/17/2018)
(10/17/2018)
(10/17/2018)
(10/18/2018)
(10/17/2018)
Exams
FINRA
Current Firm
PNC CAPITAL MARKETS LLC
CRD#: 15647 / SEC#: , 8-32493
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC HOLDING, LLC. | PARENT | |
| BEGLEY, TERENCE PATRICK | BOARD MEMBER | 4718949 |
| BERNIER, JAMES STEVENS | CHIEF EXECUTIVE OFFICER | 2849222 |
| CESARIO, CONNIE KOZLOFF | BOARD MEMBER | 4251140 |
| DERESPIRIS, BRIAN G | PRESIDENT, COO | 5399266 |
| MCNELIS, BRIAN PATRICK | BOARD MEMBER | 4886370 |
| MILLER, JOHN R | TREASURER AND FINOP | 6933635 |
| MILLER, JOHN R | PRINCIPAL FINANCIAL OFFICER | 6933635 |
| PULLINS, MATTHEW MICHAEL | CHIEF FINANCIAL OFFICER | 4366952 |
| PUMPHREY, MARY PATRICIA | CHIEF COMPLIANCE OFFICER | 2513345 |
| PUMPHREY, MARY PATRICIA | CHIEF RISK OFFICER | 2513345 |
| THOMAS, MICHAEL | CHAIRMAN | 2992653 |
| TOBUN, ABI | BOARD MEMBER | 4878954 |
| WILLIAMS, TROY MATTHEW | PRINCIPAL OPERATIONS OFFICER | 7763919 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
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