Steven H. Nicholson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven H Nicholson, who also goes by Steven H. Nicholson, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2002. Steven had worked at 4 firms and has passed the Series 63, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2017 - October 1, 2020
GP NURMENKARI INC.
March 4, 2016 - December 23, 2016
KATALYST SECURITIES LLC
December 8, 2014 - February 25, 2016
AEGIS CAPITAL CORP.
May 9, 2002 - February 2, 2015
AUGMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/8/2002
Corporate Securities Limited Representative ExaminationCurrent Firm
GP NURMENKARI INC.
CRD#: 153480 / SEC#: , 8-68538
Contact information
FINRA licenses (19 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
