JH

James D. Henderson

FIDUCIARY CAPITAL
Gainesville, GA 30501
Some features on this profile are disabled
CRD#: 4526982
JH

Professional summary


James Dunn Henderson JR, who also goes by Beau Henderson, James Dunn Henderson, is a registered financial advisor currently at FIDUCIARY CAPITAL, INC. located in Gainesville, Georgia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. James has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Beau Henderson | James Dunn Henderson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view James Dunn Henderson JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 20, 2024 - Present

FIDUCIARY CAPITAL, INC.

Office #1: 351 Jesse Jewell Pkwy Sw Suite 301, Gainesville, GA 30501
RIA
CRD#: 126178
Gainesville, GA
Past

February 9, 2004 - March 8, 2007

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
GAINESVILLE, GA
Past

March 24, 2003 - March 8, 2007

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
GAINESVILLE, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(7/17/2025)
IAR
Florida
(9/8/2025)
IAR
Georgia
(5/20/2024)
IAR
South Carolina
(9/12/2025)
IAR
Texas
(4/17/2025)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


FC
FIDUCIARY CAPITAL, INC.
ALL SEASONS FIDUCIARY PARTNERS, LLC | RICHLIFE ADVISORS, LLC | FIDUCIARY CAPITAL, INC.

CRD#: 126178 / SEC#:

Arizona
Registered Investment Advisory firm - (7/17/2025 Approved)
Florida
Registered Investment Advisory firm - (9/8/2025 Approved)
Georgia
Registered Investment Advisory firm - (11/2/2018 Approved)
South Carolina
Registered Investment Advisory firm - (9/12/2025 Approved)
Texas
Registered Investment Advisory firm - (4/4/2025 Conditional Restricted)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
351 Jesse Jewell Pkwy Sw Suite 301, Gainesville, GA 30501
Mailing Address
Phone number
(770) 249-7424
Established
Firm type
Fiscal year end
# of Employees
5

Regulatory assets under management


Total Number of Accounts308
AUM (Assets Under Management)$ 42,737,420

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIDUCIARY CAPITAL, INC.

CRD#: 126178Gainesville, GA 30501

TRUST BUT VERIFY

Monitor James Henderson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Ralph Malcolm Brooks JR
Ralph BrooksAdvisorCheck Check Mark
KINGSVIEW WEALTH MANAGEMENT, LLC
IAR
BRASELTON, GA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.