WH
William O. Hinds
INDEPENDENT FINANCIAL GROUP
Clinton, AR 72031
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CRD#: 4526846
WH
Professional summary
William Oliver Hinds, who also goes by Bill Hinds, Will Hinds, William O Hinds, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Clinton, Arkansas.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. William has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Hinds | Will Hinds | William O Hinds
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) HINDS HILLSIDE ACRES FARM POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2008 ADDRESS: PO Box 1438, Clinton AR 72031, United States DESCRIPTION: 100% OWNER OF HINDS HILLSIDE ACRES FARM FOR RAISING BEEF CATTLE. (2) SEMPER FI PROPERTIES POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/02/2017 ADDRESS: 1303 Hwy 65 S, Ste. #4, Clinton AR 72031, United States DESCRIPTION: 100% OWNER OF SEMPER FI PROPERTIES A BUSINESS ENTITY ESTABLISHED FOR TAX PURPOSES (3) RENTAL PROPERTY POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: PO Box 1438, Clinton AR 72031, United States DESCRIPTION: 100% OWNER OF OFFICE SPACE RENTAL (4) HINDS INVESTMENT MANAGEMENT POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/16/2018 ADDRESS: 1303 Hwy 65 S, Ste. #4, Clinton AR 72031, United States DESCRIPTION: 100% OWNER OF DBA HINDS INVESTMENT MANAGEMENT FOR MARKETING PURPOSES
CRS (Client Relationship Summary) - RIA
Click below to view William Oliver Hinds's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William Oliver Hinds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2018 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1303 Hwy 65 S Ste. #4, Clinton, AR 72031RIA
BD
CRD#: 7717
Clinton, AR
Current
November 8, 2018 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1303 Hwy 65 S Ste. #4, Clinton, AR 72031RIA
BD
CRD#: 7717
Clinton, AR
Past
October 10, 2017 - December 6, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
CLINTON, AR
Past
January 18, 2007 - September 20, 2017
EDWARD JONES
RIA
CRD#: 250
CLINTON, AR
Past
June 19, 2002 - September 20, 2017
EDWARD JONES
BD
CRD#: 250
CLINTON, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(11/8/2018)
IAR
Arkansas(11/8/2018)
RR
Florida(6/5/2020)
RR
Texas(11/8/2018)
IAR
Texas(11/8/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717Clinton, AR 72031TRUST BUT VERIFY
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