D G. Bishop

NORTHPOINT WEALTH FINANCIAL SERVICES

Tulsa, OK

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CRD#: 4526655

Professional summary

D Gene Bishop, who also goes by Dennis Gene Bishop, Gene Bishop, is a registered financial advisor currently at NORTHPOINT WEALTH FINANCIAL SERVICES, LLC located in Tulsa, Oklahoma.

D is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. D has worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dennis Gene Bishop | Gene Bishop

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NORTHPOINT WEALTH INSURANCE DESIGN, LLC; NOT INVESTMENT RELATED; 5921 E 97TH ST., TULSA, OK 74137; A LIFE AND HEALTH INSURANCE AGENCY, APPROXIMATELY 10% OF TIME; FAMILY WEALTH CONSORTIUM; NOT INVESTMENT RELATED; 5921 E 97TH ST., TULSA, OK 74137; MANAGEMENT AND ACCOUNTING CONSULTANT, 5% OF TIME; AND PARENTCARE INSTITUTE, NOT INVESTMENT RELATED, CONSULTANT TO SENIORS AGING AT HOME, 5 % OF TIME, KATHRYN BISHOP LLC, NOT INVESTMENT RELATED, BUSINESS MANAGER FOR BEHAVIORAL HEALTH ORGASNIZATION, 2 % OF TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view D Gene Bishop's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2013 - Present

NORTHPOINT WEALTH FINANCIAL SERVICES, LLC

RIA

CRD#: 166982

Tulsa, OK

Past

February 18, 2011 - December 31, 2012

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

TULSA, OK

Past

February 18, 2011 - December 31, 2012

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

TULSA, OK

Past

January 12, 2009 - February 11, 2011

QA3 FINANCIAL LLC

RIA

CRD#: 104957

TULSA, OK

Past

January 7, 2009 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

TULSA, OK

Past

May 29, 2007 - December 31, 2008

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

TULSA, OK

Past

October 5, 2006 - December 31, 2008

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

TULSA, OK

Past

June 19, 2002 - September 19, 2006

EDWARD JONES

CRD#: 250

TULSA, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(8/14/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/11/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/20/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/17/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/16/2007

General Securities Principal Examination

Current Firm

NORTHPOINT WEALTH FINANCIAL SERVICES, LLC

CRD#: 166982 / SEC#:

Oklahoma

Registered Investment Advisory firm - (7/21/2013 Approved)

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Contact information

Main Address

Tulsa, OK

Mailing Address

Phone number

(918) 518-5910

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 1,850,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

D G. Bishop

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view D Gene Bishop's CRS (Customer Relationship Summary).

Certified licenses

Experience

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 5/11/2007

Series 63

Date: 6/20/2002

Series 7

Date: 6/17/2002

Series 24

Date: 2/16/2007

Current Firm

NORTHPOINT WEALTH FINANCIAL SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTHPOINT WEALTH FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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