Thaddeus J. Carter
Professional summary
Thaddeus James Carter, who also goes by T J Carter, is a registered financial advisor currently at THE LONDON COMPANY OF VIRGINIA located in Richmond, Virginia.
Thaddeus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Thaddeus has worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thaddeus James Carter's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2023 - Present
THE LONDON COMPANY OF VIRGINIA
Office #1: 1800 Bayberry Court, Suite 301, Richmond, VA 23226January 13, 2017 - May 25, 2023
BARROW HANLEY GLOBAL INVESTORS
Primary Firm SEC Registration
THE LONDON COMPANY OF VIRGINIA
CRD#: 106654 / SEC#: 801-46604
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/23/2023)
(6/23/2023)
Exams
Current Firm
THE LONDON COMPANY OF VIRGINIA
CRD#: 106654 / SEC#: 801-46604
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,024 |
| AUM (Assets Under Management) | $ 16,008,686,369 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE LONDON COMPANY OF VIRGINIA
CRD#: 106654Richmond, VA 23226TRUST BUT VERIFY
Monitor Thaddeus Carter
Get automatic monthly alerts on: