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TS

Terry D. Smith

SMITH FINANCIAL
OCALA, FL 34480
Some features on this profile are disabled
CRD#: 4526407
TS

Professional summary

Terry Daniel Smith is a registered financial advisor currently at SMITH FINANCIAL LLC located in Ocala, Florida.

Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Terry has worked at 2 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Daniel Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2026 - Present

SMITH FINANCIAL LLC

Office #1: 4524 Se 33rd Pl, Ocala, FL 34480
RIA
CRD#: 340796
OCALA, FL
Past

May 2, 2002 - July 9, 2003

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(5/6/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/20/2025
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6
Date: 5/1/2002
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SF
SMITH FINANCIAL LLC
SMITH FINANCIAL LLC

CRD#: 340796 / SEC#:

Florida
Registered Investment Advisory firm - (5/6/2026 Approved)
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Contact information

Main Address
4524 Se 33rd Pl, Ocala, FL 34480
Mailing Address
Phone number
(352) 286-0438
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SMITH FINANCIAL LLC

CRD#: 340796Ocala, FL 34480

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