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Teddy Wilfred Vandenberg

CRD# 452637·Registered 1974 - 1984
Barred: Teddy Wilfred Vandenberg was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Teddy Wilfred Vandenberg was a registered financial advisor. Teddy was a previously registered financial professional and started their career in finance 1974 - 1984. Teddy had worked at 7 firms and has passed the Series 63, Series 1 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

NIELSON AND CLARK INC.·CRD# 13508
BD
Las Vegas, NV
September 26, 1983 - February 16, 1984
AMERICAN FRONTEER FINANCIAL CORPORATION·CRD# 1398
BD
Denver, CO
April 2, 1982 - March 23, 1983
AMERICAN WESTERN SECURITIES, INC.·CRD# 7619
BD
December 9, 1981 - March 31, 1982
AMERICAN WESTERN SECURITIES, INC.·CRD# 7619
BD
May 28, 1978 - September 26, 1978
AMERICAN WESTERN SECURITIES, INC.·CRD# 6304
BD
January 3, 1977 - May 28, 1978
AMERICAN EXPRESS FINANCIAL CORPORATION·CRD# 6320
BD
Minneapolis, MN
January 15, 1974 - April 3, 1976
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
January 15, 1974 - April 3, 1976
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
January 15, 1974 - April 3, 1976

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Current Firm

NA
NIELSON AND CLARK INC.

NIELSON AND CLARK INC.

CRD#: 13508 / SEC#: 8-29359
BD
Cancelled by FINRA on 01/15/1988

Contact Information

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1981About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Jan 1974

Series 40 — Registered Principal Examination

Passed Sep 1978

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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