Teddy W. Vandenberg
Professional summary
Teddy Wilfred Vandenberg was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Teddy is a previously registered financial professional and started their career in finance in 1974. Prior to being barred, Teddy had worked at 7 firms, which includes NIELSON AND CLARK INC., AMERICAN FRONTEER FINANCIAL CORPORATION, AMERICAN WESTERN SECURITIES INC., AMERICAN EXPRESS FINANCIAL CORPORATION, AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 1983 - February 16, 1984
NIELSON AND CLARK INC.
April 2, 1982 - March 23, 1983
AMERICAN FRONTEER FINANCIAL CORPORATION
December 9, 1981 - March 31, 1982
AMERICAN WESTERN SECURITIES, INC.
May 28, 1978 - September 26, 1978
AMERICAN WESTERN SECURITIES, INC.
January 3, 1977 - May 28, 1978
AMERICAN WESTERN SECURITIES, INC.
January 15, 1974 - April 3, 1976
AMERICAN EXPRESS FINANCIAL CORPORATION
January 15, 1974 - April 3, 1976
AMERIPRISE FINANCIAL SERVICES, LLC
January 15, 1974 - April 3, 1976
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 1/11/1974
Registered Representative ExaminationSeries 40
Date: 9/22/1978
Registered Principal ExaminationCurrent Firm
NIELSON AND CLARK INC.
CRD#: 13508 / SEC#: , 8-29359
Contact information
Documents
Red Flags
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