Helen Albano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helen Albano was a registered financial professional .
Helen is a previously registered financial professional and started their career in finance in 2002. Helen had worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2012 - August 25, 2014
VINING-SPARKS IBG, LLC
July 17, 2012 - August 25, 2014
ICBA SECURITIES
November 23, 2011 - March 23, 2012
JEFFERIES LLC
May 4, 2006 - November 23, 2011
JEFFERIES BACHE SECURITIES, LLC
March 23, 2004 - April 26, 2006
ICBA SECURITIES
August 30, 2002 - April 26, 2006
VINING-SPARKS IBG, LLC
April 25, 2002 - August 30, 2002
FHN FINANCIAL SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VINING-SPARKS IBG, LLC
CRD#: 27502 / SEC#: , 8-43150
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
