JR
Jimmy R. Rivera
EAGLE STRATEGIES LLC
CORPUS CHRISTI, TX 78411
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CRD#: 4526034
JR
Professional summary
Jimmy R Rivera is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Corpus Christi, Texas and NYLIFE SECURITIES LLC located in Corpus Christi, Texas.
Jimmy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jimmy has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[RENTAL PROPERTY; RENTAL HOME THAT IS MANAGED BY A MANAGMENT COMPANY; START DATE: 07/2006; ROLE/TITLE: OWNER; INVESTMENT-RELATED] [York Town Christian Academey; Help make decisions for the benefit of the school; 5025 Yorktown Blvd Corpus christi tx 78413; Start Date 09/2017; Role/Title: Board Member; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours; help make decisions for the benefit of the children in school. second signer of checks over 2,500. I will not be sole signer.]
CRS (Client Relationship Summary) - RIA
Click below to view Jimmy R Rivera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 5, 2019 - Present
EAGLE STRATEGIES LLC
Office #1: 5350 South Staples Suite 101, Corpus Christi, TX 78411RIA
CRD#: 110826
CORPUS CHRISTI, TX
Current
June 3, 2002 - Present
NYLIFE SECURITIES LLC
Office #1: 5350 South Staples Suite 101, Corpus Christi, TX 78411BD
CRD#: 5167
Corpus Christi, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(7/2/2002)
IAR
Texas(2/5/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Corpus Christi, TX 78411TRUST BUT VERIFY
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