Ralph B. Bird
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Baxter Bird, who also goes by Biggs Bird, Ralph Bird Jr., was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 2002. Ralph had worked at 5 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2010 - June 11, 2012
CALLAWAY FINANCIAL SERVICES
April 12, 2010 - June 11, 2012
BOURNEHILL INVESTMENT SERVICES, INC.
October 23, 2009 - April 13, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - April 13, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 1, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 1, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 5, 2005 - August 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 1, 2005 - August 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 6, 2003 - April 7, 2005
EDWARD JONES
May 2, 2002 - October 23, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CALLAWAY FINANCIAL SERVICES
CRD#: 114438 / SEC#:
Contact information
Red Flags
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