John C. Gesek

OPTIMUS CAPITAL ADVISORS

Coppell, TX 75019

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CRD#: 4525964

Professional summary

John Christian Gesek JR. is a registered financial advisor currently at OPTIMUS CAPITAL ADVISORS, LLC located in Coppell, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. John has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. GESEK IS LICENSED AS AN INDEPENDENT INSURANCE AGENT AND OFFERS INSURANCE PRODUCTS TO ADVISORY CLIENTS FOR WHICH HE IS COMPENSATED IN THE FORM OF COMMISSIONS. APPROXIMATELY 10% OF HIS TIME IS DEVOTED TO THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christian Gesek JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2014 - Present

OPTIMUS CAPITAL ADVISORS, LLC

Office #1: 743 W. Main Street, Coppell, TX 75019

RIA

CRD#: 147500

Coppell, TX

Past

December 13, 2012 - August 23, 2016

COPPELL ADVISORY SOLUTIONS LLC

RIA

CRD#: 156549

COPPELL, TX

Past

August 13, 2008 - December 31, 2013

OPTIMUS CAPITAL ADVISORS, LLC

RIA

CRD#: 147500

COPPELL, TX

Past

May 18, 2007 - August 12, 2008

MCKEEL CAPITAL MANAGEMENT

RIA

CRD#: 142132

COPPELL, TX

Past

December 11, 2003 - December 31, 2006

MCKEELGESEK FINANCIAL ADVISORY SERVICES

RIA

CRD#: 116859

COPPELL, TX

Past

October 21, 2002 - December 31, 2002

SAA FINANCIAL INC.

RIA

CRD#: 116859

COPPELL, TX

Past

May 1, 2002 - July 3, 2008

OSAIC WEALTH, INC.

CRD#: 23131

COPPELL, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPTIMUS CAPITAL ADVISORS, LLC

CRD#: 147500 / SEC#: 801-128467

RIA

Registered Investment Advisory firm - (7/28/2023 Approved)

Texas

Registered Investment Advisory firm - (8/25/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(8/11/2023)

IAR

Texas
(1/15/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/10/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/17/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/30/2002

General Securities Representative Examination

Current Firm

OPTIMUS CAPITAL ADVISORS, LLC

CRD#: 147500 / SEC#: 801-128467

RIA

Registered Investment Advisory firm - (7/28/2023 Approved)

Texas

Registered Investment Advisory firm - (8/25/2023 Terminated)

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Contact information

Main Address

743 W. Main Street, Coppell, TX 75019

Mailing Address

Phone number

(972) 745-7704

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OPTIMUS CAPITAL ADVISORS, LLC FORM ADV PART 2 BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	471
AUM (Assets Under Management)	$ 245,070,299

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John C. Gesek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christian Gesek JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

COPPELL ADVISORY SOLUTIONS LLC

OPTIMUS CAPITAL ADVISORS, LLC

MCKEEL CAPITAL MANAGEMENT

MCKEELGESEK FINANCIAL ADVISORY SERVICES

SAA FINANCIAL INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

OPTIMUS CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/10/2002

Series 63

Date: 5/17/2002

Series 7

Date: 4/30/2002

Current Firm

OPTIMUS CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPTIMUS CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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