Rocco S. Strazzella
Professional summary
Rocco Steven Strazzella is a registered financial professional currently at HEIGHT CAPITAL MARKETS located in Washington, District Of Columbia.
Rocco is registered as a RR (Registered Representative) and started their career in finance in 2002. Rocco has worked at 9 firms and has passed the Series 63, SIE, Series 25, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rocco Steven Strazzella's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2024 - Present
HEIGHT CAPITAL MARKETS
Office #1: 1401 New York Avenue Nw Suite 700, Washington, DC 20005Office #2: 1401 New York Avenue Nw Suite 700, Washington, DC 20005February 18, 2020 - November 4, 2024
MACRO RISK ADVISORS LLC
August 10, 2015 - January 17, 2020
CANACCORD GENUITY LLC
July 15, 2014 - September 2, 2015
BNP PARIBAS SECURITIES CORP.
May 6, 2013 - July 14, 2014
NATALLIANCE SECURITIES, LLC
December 17, 2010 - May 6, 2013
GUGGENHEIM SECURITIES, LLC
December 20, 2005 - December 15, 2010
WJB CAPITAL GROUP, INC.
September 27, 2002 - January 17, 2006
DRIVEWEALTH INSTITUTIONAL LLC
April 24, 2002 - May 1, 2002
FULCRUM GLOBAL PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 3/10/2003
NYSE Trading Assistant ExaminationSeries 55
Date: 12/16/2002
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
HEIGHT CAPITAL MARKETS
CRD#: 150659 / SEC#: , 8-68277
Contact information
FINRA licenses (26 States and Territories)
Red Flags
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